Natalie H. Ward
STRATEGIC ADVISERS LLC | Financial Consultant
NEW YORK, NY
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CRD#: 1757539
Professional summary
Natalie H Ward, CFP®, who also goes by Natalie Ernestine Huffman, Natalie Huffman Ward, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New York, New York and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
Natalie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Natalie has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Biography
Professionally I have had a diverse background which gives me a unique market perspective. I chose to work at Fidelity because of its exceptional reputation, its industry leading technology, and its depth of investment options. Having been personally affected by several market corrections, I can empathize with my clients concerns, and I find it gratifying to help them build comprehensive and personalized financial plans that create a road-map for improving their financial well-being.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Natalie Ernestine Huffman | Natalie Huffman Ward
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Natalie H Ward's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of North Carolina at Chapel Hill
Bachelor of Science in Business Administration - Finance & Marketing
1977
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 13a W 61st St, New York, NY 10023-0000RIA
CRD#: 104555
NEW YORK, NY
Current
October 16, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 13a West 61st St., New York, NY 10023BD
CRD#: 7784
New York, NY
Past
November 20, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK, NY
Past
December 24, 1987 - September 28, 1989
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/24/2021)
RR
California(10/15/2019)
RR
Colorado(10/15/2019)
RR
Connecticut(12/1/2017)
RR
District of Columbia(10/15/2019)
RR
Florida(12/1/2017)
RR
Georgia(5/20/2023)
RR
Hawaii(1/14/2020)
RR
Illinois(8/25/2020)
RR
Indiana(2/5/2021)
RR
Kansas(1/26/2021)
RR
Kentucky(8/10/2023)
RR
Louisiana(1/26/2021)
RR
Maryland(10/15/2019)
RR
Massachusetts(12/1/2017)
RR
Michigan(3/4/2022)
RR
Minnesota(5/3/2024)
RR
New Hampshire(10/15/2019)
RR
New Jersey(12/1/2017)
RR
New Mexico(3/2/2022)
RR
New York(11/20/2017)
IAR
New York(3/31/2025)
RR
North Carolina(10/15/2019)
RR
Ohio(6/18/2019)
RR
Oklahoma(12/6/2024)
RR
Pennsylvania(12/1/2017)
RR
South Carolina(10/9/2020)
RR
Tennessee(11/16/2022)
RR
Texas(6/4/2021)
IAR
Texas(3/31/2025)
RR
Utah(5/6/2025)
RR
Vermont(11/25/2024)
RR
Virginia(6/4/2021)
RR
Washington(1/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555New York, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
