John W. Edwards
Professional summary
John William Edwards JR., who also goes by Jack Edwards Jr, Jack Edwards, John William Edwards Jr, John Williams Edwards Jr, is a registered financial professional currently at DREXEL HAMILTON, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 14 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John William Edwards JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2023 - Present
DREXEL HAMILTON, LLC
Office #1: 110 East 42nd Street Suite 1502, New York, NY 10017November 3, 2017 - October 17, 2023
RQD* CLEARING, LLC
October 22, 2014 - October 11, 2023
VOLANT LIQUIDITY, LLC
October 18, 2010 - October 15, 2014
CAVU SECURITIES LLC
August 30, 2010 - September 24, 2010
OTR GLOBAL TRADING LLC
November 28, 2005 - June 5, 2009
BLACKSTONE SECURITIES PARTNERS L.P.
April 11, 2005 - August 8, 2005
HSBC SECURITIES (USA) INC.
February 3, 2003 - July 2, 2003
SCUDDER FINANCIAL SERVICES, INC.
February 3, 2003 - January 31, 2005
DEAM INVESTOR SERVICES, INC.
February 3, 2003 - January 31, 2005
DWS DISTRIBUTORS, INC.
January 9, 2003 - February 3, 2003
DEAM INVESTOR SERVICES, INC.
January 9, 2003 - February 3, 2003
SCUDDER FINANCIAL SERVICES, INC.
January 9, 2003 - February 3, 2003
DWS DISTRIBUTORS, INC.
March 2, 1998 - January 31, 2005
DEUTSCHE BANK SECURITIES INC.
November 19, 1997 - March 2, 1998
WESTMINSTER RESEARCH ASSOCIATES LLC
February 18, 1997 - March 2, 1998
NATWEST SECURITIES CORPORATION
December 9, 1993 - January 23, 1997
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DREXEL HAMILTON, LLC
CRD#: 143570 / SEC#: , 8-67576
Contact information
FINRA licenses (41 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FELICE, ANTHONY PHILIP | CHIEF EXECUTIVE OFFICER | 4441607 |
| DOLL, LAWRENCE KIRK | OWNER | 5236486 |
| ELSAS, ROGER DEWITT | OWNER | 200659 |
| FAY, MELISSA JO HILER | OWNER | 5360445 |
| MARTINKO, JOHN CHRISTOPHER | OWNER | 5286067 |
| KIM, HYUNG S | OWNER | 5653676 |
| BRENNAN, PAUL FRANCIS | CHIEF OPERATING OFFICER | 2170928 |
| EDWARDS, JOHN WILLIAM JR. | CHIEF FINANCIAL OFFICER/FINOP | 1757360 |
| MAGEE, MARY BRENNAN | TRUSTEE, THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | |
| SANOK, EDWARD WILLIAM | CHIEF COMPLIANCE OFFICER | 6301272 |
| THE PAUL F. BRENNAN TRUST (DATED MAY 12, 2015) UNDER THE JOHN V. BRENNAN TRUST OF MAY 12, 2015 | OWNER |
Disclosures
| Regulatory Event | 3 |
Red Flags
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