Albert C. Bellas
Professional summary
Albert Constantine Bellas, who also goes by Albert Bellas, is a registered financial professional currently at BROCK SECURITIES LLC located in New York, New York.
Albert is registered as a RR (Registered Representative) and started their career in finance in 1996. Albert has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Albert Constantine Bellas's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2022 - Present
BROCK SECURITIES LLC
Office #1: 505 Park Ave 14th Floor, New York, NY 10022November 18, 2016 - September 18, 2021
TGP SECURITIES, INC.
September 16, 2011 - April 21, 2015
MEESCHAERT CAPITAL MARKETS, INC.
January 2, 2001 - November 10, 2003
NEUBERGER BERMAN BD LLC
April 16, 1996 - January 16, 2001
MGI FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2022)
Exams
FINRA
Current Firm
BROCK SECURITIES LLC
CRD#: 122156 / SEC#: , 8-65467
Contact information
FINRA licenses (4 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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