Mitchell J. Mellen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Jay Mellen, who also goes by Mitch Mellen, Mitchell J Mellen, Mitchell Jay Mellen Mr., Mitchell Jay Mellen, was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 1987. Mitchell had worked at 19 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2025 - September 30, 2026
SAMMONS FINANCIAL NETWORK, LLC
January 4, 2024 - July 17, 2024
INTEGRITY FUNDS DISTRIBUTOR, LLC
January 26, 2022 - January 6, 2023
ORION PORTFOLIO SOLUTIONS, LLC
October 19, 2020 - December 31, 2021
ORION PORTFOLIO SOLUTIONS, LLC
December 6, 2012 - October 16, 2020
BRINKER CAPITAL INC
December 6, 2012 - January 20, 2023
BRINKER CAPITAL SECURITIES, LLC
March 24, 2011 - December 10, 2012
ASSETMARK, INC.
February 10, 2011 - December 10, 2012
CAPITAL BROKERAGE CORPORATION
August 17, 2009 - March 17, 2010
CM SECURITIES, LLC
June 17, 2009 - July 29, 2009
FORESIDE DISTRIBUTION SERVICES, L.P.
September 13, 2005 - April 13, 2007
PACIFIC CORNERSTONE CAPITAL INCORPORATED
July 14, 2005 - September 9, 2005
WHITEHORNE & COMPANY, LTD.
July 24, 2002 - August 12, 2003
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
November 20, 2000 - February 15, 2002
STRONG INVESTMENTS, INC.
April 18, 1999 - August 4, 2000
ING FUNDS DISTRIBUTOR, INC.
October 18, 1995 - June 8, 1999
NYLIFE DISTRIBUTORS LLC
May 3, 1993 - July 19, 1995
PIPER SANDLER & CO.
August 30, 1989 - May 4, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 21, 1987 - August 12, 1989
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Current Firm
SAMMONS FINANCIAL NETWORK, LLC
CRD#: 158538 / SEC#: , 8-68905
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
