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PK

Peter G. Kendall

TWEDDELL GOLDBERG INVESTMENT MANAGEMENT
Sonora, CA
Some features on this profile are disabled
CRD#: 1755772
PK

Professional summary

Peter Gibbs Kendall is a registered financial advisor currently at TWEDDELL GOLDBERG INVESTMENT MANAGEMENT located in Sonora, California.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Peter has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Gibbs Kendall's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2018 - Present

TWEDDELL GOLDBERG INVESTMENT MANAGEMENT

RIA
CRD#: 141634
Sonora, CA
Past

October 7, 2010 - October 8, 2013

HILLTOP SECURITIES INC.

BD
CRD#: 6220
SAN FRANCISCO, CA
Past

September 8, 2005 - October 6, 2006

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
SAN FRANCISCO, CA
Past

January 2, 2002 - November 8, 2005

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

November 30, 1994 - January 22, 2002

SUTRO & CO. INCORPORATED

BD
CRD#: 801
SAN FRANCISCO, CA
Past

January 22, 1991 - August 15, 1994

A. WEBSTER DOUGHERTY & CO., INCORPORATED

BD
CRD#: 7136
PHILADELPHIA, PA
Past

August 16, 1988 - July 24, 1990

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

October 21, 1987 - August 29, 1988

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TG
TWEDDELL GOLDBERG INVESTMENT MANAGEMENT
TWEDDELL GOLDBERG INVESTMENT MANAGEMENT | TWEDDELL GOLDBERG, LLC | TWEDDELL GOLDBERG LLC

CRD#: 141634 / SEC#: 801-81194

RIA
Registered Investment Advisory firm - (4/1/2015 Approved)
California
Registered Investment Advisory firm - (11/17/2025 Approved)
Maryland
Registered Investment Advisory firm - (11/20/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/20/2018)
IAR
Texas
(8/25/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/9/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/13/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/6/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/20/2011
General Securities Principal Examination

Current Firm

TG
TWEDDELL GOLDBERG INVESTMENT MANAGEMENT
TWEDDELL GOLDBERG INVESTMENT MANAGEMENT | TWEDDELL GOLDBERG, LLC | TWEDDELL GOLDBERG LLC

CRD#: 141634 / SEC#: 801-81194

RIA
Registered Investment Advisory firm - (4/1/2015 Approved)
California
Registered Investment Advisory firm - (11/17/2025 Approved)
Maryland
Registered Investment Advisory firm - (11/20/2025 Approved)
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Contact information

Main Address
Sonora, CA
Mailing Address
Phone number
(209) 536-9734
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (5 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TWEDDELL GOLDBERG ADV PART_2A 11_05_25 FINAL (11/5/2025)
TWEDDELL GOLDBERG ADV PART_2B 092425 FINAL (9/24/2025)

Regulatory assets under management

Total Number of Accounts271
AUM (Assets Under Management)$ 93,577,060

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TWEDDELL GOLDBERG INVESTMENT MANAGEMENT

CRD#: 141634Sonora, CA

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