Maura I. Lopez
Professional summary
Maura Isela Lopez, who also goes by Maura Isela Espinoza, Maura Espinoza Lopez, Maura I Espinoza-lopez, Maura I Finney, Maura Isela Finney, Maura I Lopez, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Howell, New Jersey.
Maura is registered as a RR (Registered Representative) and started their career in finance in 2014. Maura has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Maura Isela Lopez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2024 - Present
P.J. ROBB VARIABLE, LLC
February 10, 2017 - January 5, 2024
NYLIFE SECURITIES LLC
September 22, 2014 - February 3, 2017
COUNTRY CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2024)
(10/9/2024)
(1/18/2024)
(2/14/2025)
(5/28/2024)
Exams
FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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