Christopher R. Loughran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Ralph Loughran was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1987. Christopher had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2019 - June 18, 2020
ALPS DISTRIBUTORS, INC.
October 14, 2014 - January 17, 2018
SANTANDER US CAPITAL MARKETS LLC
March 3, 2004 - October 14, 2014
AMHERST SECURITIES GROUP, L.P.
October 18, 2002 - March 11, 2004
CITIGROUP GLOBAL MARKETS INC.
November 28, 1997 - March 11, 2004
CITIGROUP GLOBAL MARKETS INC.
November 25, 1987 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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