James E. Hall

AFFINITY WEALTH MANAGEMENT LLC

WILMINGTON, DE 19808

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CRD#: 1753467

Professional summary

James Edwin Hall, CFP®, who also goes by James Edwin Hall Jr, Jim Hall, Jimmy Hall, is a registered financial advisor currently at AFFINITY WEALTH MANAGEMENT LLC located in Wilmington, Delaware.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. James has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Edwin Hall Jr | Jim Hall | Jimmy Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED INSURANCE AGENT; NON-INVESTMENT RELATED; 1/2 HOUR PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edwin Hall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

February 9, 2018 - Present

AFFINITY WEALTH MANAGEMENT LLC

Office #1: 2751 Centerville Road Suite 110, Wilmington, DE 19808

RIA

CRD#: 290735

WILMINGTON, DE

Past

November 30, 2017 - July 13, 2020

MERCAP SECURITIES, LLC

CRD#: 156607

ATLANTA, GA

Past

October 4, 2013 - November 30, 2017

REALTA EQUITIES, INC.

CRD#: 23769

WILMINGTON, DE

Past

August 9, 2004 - October 3, 2013

CENTAURUS FINANCIAL, INC.

CRD#: 30833

WILMINGTON, DE

Past

May 28, 2003 - February 9, 2018

AFFINITY WEALTH MANAGEMENT LLC

RIA

CRD#: 105840

WILMINGTON, DE

Past

April 2, 2003 - August 11, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

December 22, 1997 - April 15, 2003

LPL FINANCIAL LLC

RIA

CRD#: 6413

GREENVILLE, DE

Past

August 4, 1997 - April 15, 2003

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 25, 1987 - August 18, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AFFINITY WEALTH MANAGEMENT LLC

CRD#: 290735 / SEC#: 801-112231

RIA

Registered Investment Advisory firm - (1/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(2/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/9/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/6/2001

General Securities Principal Examination

Current Firm

AFFINITY WEALTH MANAGEMENT LLC

CRD#: 290735 / SEC#: 801-112231

RIA

Registered Investment Advisory firm - (1/12/2018 Approved)

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Contact information

Main Address

2751 Centerville Road Suite 110, Wilmington, DE 19808

Mailing Address

Phone number

(302) 652-6767

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1- WRAP PROGRAM BROCHURE (3/17/2025)

FORM ADV2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,895
AUM (Assets Under Management)	$ 760,080,858

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James E. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edwin Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCAP SECURITIES, LLC

REALTA EQUITIES, INC.

CENTAURUS FINANCIAL, INC.

AFFINITY WEALTH MANAGEMENT LLC

AMERICAN GENERAL SECURITIES INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

AFFINITY WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/1997

Series 63

Date: 10/9/1989

SIE

Date: 10/1/2018

Series 7

Date: 11/21/1987

Series 24

Date: 6/6/2001

Current Firm

AFFINITY WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AFFINITY WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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