Lori J. Adams
Professional summary
Lori Jean Adams, who also goes by Lori Jean Mcatee, is a registered financial professional currently at HARBOR VIEW ADVISORS, LLC located in Neptune Beach, Florida.
Lori is registered as a RR (Registered Representative) and started their career in finance in 1996. Lori has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Jean Adams's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2023 - Present
HARBOR VIEW ADVISORS, LLC
Office #1: 310 3rd Street Suite 201, Neptune Beach, FL 32266December 7, 2010 - May 1, 2023
HARBOR VIEW ADVISORS, LLC
June 1, 2009 - April 26, 2010
MORGAN STANLEY
June 1, 2009 - April 26, 2010
MORGAN STANLEY
October 24, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 14, 1996 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 5/8/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
HARBOR VIEW ADVISORS, LLC
CRD#: 151817 / SEC#: , 8-68401
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HARBOR VIEW ADVISORS, LLC
CRD#: 151817Neptune Beach, FL 32266TRUST BUT VERIFY
Monitor Lori Adams
Get automatic monthly alerts on:
