Lori Jean Adams
Professional Summary
Lori Jean Adams, who also goes by Lori Jean Mcatee, is a registered financial advisor currently at HARBOR VIEW ADVISORS, LLC located in Neptune Beach, Florida. Lori is registered as a RR (Registered Representative) and started their career in finance in 1996. Lori has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lori Jean Mcatee
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
HARBOR VIEW ADVISORS, LLC | HVA SECURITIES, LLC
Contact Information
Main Address
310 3rd Street Suite 201, Neptune Beach, FL 32266Mailing Address
310 3rd Street Suite 201, Neptune Beach, FL 32266Phone Number
(904) 285-4278Established
Florida since 07/15/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/18/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1997SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lori Jean Adams's CRS (Customer Relationship Summary).
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