JA
John W. Arnold
KESTRA ADVISORY SERVICES
EAST LONG MEADOW, MA
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CRD#: 1752935
JA
Professional summary
John Wilson Arnold is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in East Long Meadow, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in W. Springfield, Massachusetts.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. John has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Estate Planning Council of Hampden County; http://www.estateplan-hc.org/index.htm; 09/2018; President (09/19-08/20); Oversee monthly board meetings, approve budgets and communicate to general membership; Not investment related; 6 hours/month; 3 hours/month during business hours; No compensation. 2) East Longmeadow United Methodist Church; 215 Somers Road, East Longmeadow, MA 01028; 06/2020; Endowment Committee Member; Oversee church endowment fund activities; Investment related; 8 hours/month; 0 hours/month during business hours; No compensation. 3) EB Inc. (AKA Gencorp Insurance and Financial Services); 2000 Chapel View Blvd., Suite 240, Cranston RI 02920; 03/2002; Branch Manager; Analyze needs, develop solutions, sell and manage product portfolios for existing and new clients; Investment Related; 200 hours/month; 200 hours/month during business hours; commissions. FOLEY CONNELLY FINANCIAL PARTNERS POS: Independent Poducer NOB: Insurance INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 110 START DATE: 01/01/2023 ADDRESS: 37 Elm St., West Springfield MA 01089 DESC Market, sell and manage Insurance products direct investments and advisory services for clients. EAST LONGMEADOW UNITED METHODIST CHURCH ENDOWMENT INVESTMENT COMMITTEE MEMBER POS: Member endowment team. NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2020 ADDRESS: 215 Somers Rd, `, East Longmeadow MA 01028 DESC: Assist with the regular oversight of investments and distribution of Endowment funds and various special purpose funds. Assist in reporting activities and fund performance to Church Council on a regular basis. KESTRA ADVISORY SERVICES, LLC POS: Independent Producer NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2023 ADDRESS: 5707 Southwest Parkway, Building #2 Ste 400, Austin TX 78735 DESCRIPTION: Market, sell and service Advisory services to existing and new clients. PRESIDENT, ESTATE PLANNING COUNCIL OF HAMPDEN COUNTY POS: President NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 09/01/2024 ADDRESS: 12845 Old Turnpike Rd, Mifflinburg PW 17844 DESC: Manage the monthly meeting schedule, work with teh treasurer and Executive Committee to ensure the long term viability of the organization.
CRS (Client Relationship Summary) - RIA
Click below to view John Wilson Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 37 Elm St, W. Springfield, MA 01089RIA
CRD#: 283330
EAST LONG MEADOW, MA
Current
January 9, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 37 Elm St, W. Springfield, MA 01089BD
CRD#: 42046
W. Springfield, MA
Past
July 3, 2018 - January 5, 2023
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
CRANSTON, RI
Past
June 6, 2002 - January 5, 2023
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
CRANSTON, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/24/2024)
RR
California(1/24/2023)
RR
Connecticut(7/26/2023)
RR
Florida(1/9/2023)
RR
Maine(11/12/2025)
RR
Massachusetts(1/9/2023)
IAR
Massachusetts(1/20/2023)
RR
Utah(1/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/30/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
