RP
Robert J. Petrillo
VALIC FINANCIAL ADVISORS
TAMPA, FL 33607
Some features on this profile are disabled
CRD#: 1752606
RP
Professional summary
Robert Joseph Petrillo is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Tampa, Florida.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HOA BOARD MEMBER POSITION: President NATURE: HOA Board Member,HOA meetings to discuss home owner issues with no financial interest or compensation. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2021 ADDRESS: 503 S Westland Ave. Unit 3, Tampa FL 33606, United States DESCRIPTION: President of Home Owners Association AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/16/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Robert Joseph Petrillo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Joseph Petrillo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2008 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 4300 West Cypress Street Suite 425, Tampa, FL 33607RIA
BD
CRD#: 42803
TAMPA, FL
Current
October 10, 2003 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 4300 West Cypress Street Suite 425, Tampa, FL 33607RIA
BD
CRD#: 42803
TAMPA, FL
Past
July 24, 2001 - June 4, 2003
M&T SECURITIES, INC.
BD
CRD#: 17358
BALTIMORE, MD
Past
May 14, 1999 - July 18, 2001
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Past
July 24, 1998 - May 14, 1999
KEY INVESTMENTS INC.
BD
CRD#: 15873
CLEVELAND, OH
Past
October 5, 1995 - July 2, 1998
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
February 23, 1995 - May 17, 1995
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
MITCHELFIELD, NY
Past
April 25, 1994 - November 18, 1994
VISION INVESTMENT GROUP, INC.
BD
CRD#: 28135
Past
December 13, 1993 - February 24, 1994
INVESTORS ASSOCIATES, INC.
BD
CRD#: 958
HACKENSACK, NJ
Past
February 29, 1992 - October 20, 1992
NEW ENGLAND SECURITIES
BD
CRD#: 615
Past
February 28, 1992 - October 20, 1992
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
July 30, 1990 - October 10, 1990
MONARCH SECURITIES, INC.
BD
CRD#: 2809
Past
April 19, 1989 - July 18, 1989
GREAT LAKES EQUITIES CO.
BD
CRD#: 16175
Past
March 10, 1989 - March 27, 1989
PRINCETON FINANCIAL GROUP, INC.
BD
CRD#: 14597
Past
November 25, 1987 - February 27, 1989
POWER SECURITIES CORPORATION
BD
CRD#: 15527
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/11/2008)
IAR
California(1/22/2015)
RR
Florida(10/1/2018)
IAR
Florida(10/1/2018)
RR
Massachusetts(7/17/2020)
IAR
Massachusetts(7/17/2020)
RR
Michigan(8/11/2021)
IAR
Michigan(8/11/2021)
RR
Missouri(6/20/2018)
IAR
Missouri(6/20/2018)
RR
New Jersey(10/22/2008)
IAR
New Jersey(1/30/2015)
RR
New York(10/28/2003)
IAR
New York(8/16/2021)
RR
North Carolina(8/7/2018)
IAR
North Carolina(8/7/2018)
RR
Ohio(4/6/2021)
IAR
Ohio(6/28/2021)
RR
Pennsylvania(9/2/2004)
IAR
Pennsylvania(3/4/2008)
RR
South Carolina(8/25/2025)
IAR
South Carolina(8/25/2025)
RR
Vermont(8/6/2008)
RR
Virginia(4/13/2018)
IAR
Virginia(4/16/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VALIC FINANCIAL ADVISORS, INC.
AIG RETIREMENT ADVISORS, INC. | VALIC INVESTMENT SERVICES COMPANY | VALIC FINANCIAL ADVISORS, INC. | COREBRIDGE FINANCIAL | AMERICAN GENERAL FINANCIAL ADVISORS, INC. | AIG RETIREMENT SERVICES
CRD#: 42803 / SEC#: 801-54952, 8-50018
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2919 Allen Parkway L3-20, Houston, TX 77019
Mailing Address
2919 Allen Parkway L3-20, Houston, TX 77019-2158
Phone number
(866) 544-4968
Established
Texas since 11/18/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,633
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803Tampa, FL 33607TRUST BUT VERIFY
Monitor Robert Petrillo
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
