Jeffrey I. Schleien
Professional summary
Jeffrey Isaac Schleien, CFP®, who also goes by Jeff Schleien, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Alpharetta, Georgia.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Isaac Schleien's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2020 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 8, 2015 - March 31, 2020
PRUCO SECURITIES, LLC.
January 18, 2013 - January 7, 2015
FARMERS FINANCIAL SOLUTIONS, LLC
July 10, 2012 - November 26, 2012
P.J. ROBB VARIABLE, LLC
March 28, 2006 - June 6, 2012
MSI FINANCIAL SERVICES, INC.
February 4, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
February 4, 2004 - June 6, 2012
MSI FINANCIAL SERVICES, INC.
August 8, 1988 - October 14, 2002
METROPOLITAN LIFE INSURANCE COMPANY
August 8, 1988 - October 14, 2002
MSI FINANCIAL SERVICES, INC.
November 25, 1987 - March 7, 1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2020)
(3/26/2020)
(3/26/2020)
(3/26/2020)
(3/26/2020)
(3/31/2020)
(1/24/2025)
(3/31/2020)
(3/26/2020)
(3/31/2020)
(3/26/2020)
(3/26/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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