PM
Paul W. Majane
TRUST ADVISORY GROUP LTD
Sedona, AZ
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CRD#: 1752250
PM
Professional summary
Paul Wilfred Majane is a registered financial advisor currently at TRUST ADVISORY GROUP LTD located in Sedona, Arizona and STONEX SECURITIES INC. located in Sedona, Arizona.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Paul has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Parade Deck Holdings, Inc.; NOT investment relates; 413 Independence Ave SE, Washington DC, 20003; working with the VA, VFW, and military organizations to help military veterans; member of the Board of Directors; 09/03/2025; 1 hr/month during non-trading hours; comment on ongoing business development
CRS (Client Relationship Summary) - RIA
Click below to view Paul Wilfred Majane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2017 - Present
TRUST ADVISORY GROUP LTD
RIA
CRD#: 106926
Sedona, AZ
Current
September 30, 2024 - Present
STONEX SECURITIES INC.
BD
CRD#: 18456
Sedona, AZ
Past
February 7, 2017 - September 24, 2024
AGES FINANCIAL SERVICES, LTD.
BD
CRD#: 15427
Sedona, AZ
Past
October 18, 2006 - February 10, 2017
SOURCE CAPITAL GROUP, INC.
RIA
CRD#: 36719
SEDONA, AZ
Past
February 13, 2002 - October 17, 2006
SOURCE CAPITAL MANAGEMENT
RIA
CRD#: 111967
WESTPORT, CT
Past
December 1, 2001 - February 10, 2017
SOURCE CAPITAL GROUP, INC.
BD
CRD#: 36719
WESTPORT, CT
Past
April 16, 1997 - December 1, 2001
MERIT CAPITAL ASSOCIATES, INC.
BD
CRD#: 30576
WESTPORT, CT
Past
August 25, 1989 - May 2, 1997
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
February 24, 1988 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
BD
CRD#: 829
NEW YORK, NY
Past
November 25, 1987 - February 26, 1988
MOSELEY SECURITIES CORPORATION
BD
CRD#: 7908
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUST ADVISORY GROUP LTD
ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES
CRD#: 106926 / SEC#: 801-46919
RIA
Registered Investment Advisory firm - (7/25/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(2/27/2017)
RR
Arizona(9/30/2024)
RR
California(9/30/2024)
RR
Colorado(9/30/2024)
RR
Connecticut(9/30/2024)
RR
Florida(9/30/2024)
RR
Illinois(9/30/2024)
RR
Maryland(9/30/2024)
RR
Massachusetts(10/2/2024)
RR
Michigan(9/30/2024)
RR
Mississippi(9/30/2024)
RR
Montana(9/30/2024)
RR
New Jersey(9/30/2024)
RR
New York(9/30/2024)
RR
North Carolina(9/30/2024)
RR
Oregon(10/6/2025)
RR
Rhode Island(9/30/2024)
RR
South Carolina(10/3/2024)
RR
Vermont(9/30/2024)
RR
Wyoming(9/30/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUST ADVISORY GROUP LTD
ADVANTAGE WEALTH SOLUTIONS | TRUST ADVISORY GROUP LTD | STONEX WEALTH MANAGEMENT | STARR INVESTMENT SERVICES INC. | SOLARES HILL ADVISORS | RHK CAPITAL | RETIREMENT INCOME ADVISORS | PRIMARY WEALTH CARE PROVIDERS, LLC | PARAMOUNT FINANCIAL GROUP | ORION WEALTH ADVISORS | NEW ENGLAND TRUST SERVICES | MORRISTOWN CAPITAL ASSOCIATES LLC | MDS FINANCIAL | LIFE PATH FINANCIAL SERVICES | INVESTMENT SECURITIES GROUP | GIPSON-FITZPATRICK INVESTMENT MANGEMENT | CREATIVE WEALTH ADVISORS | COROMANDEL WEALTH MANAGEMENT | CINDRICH FINANCIAL SERVICES
CRD#: 106926 / SEC#: 801-46919
RIA
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,720 |
| AUM (Assets Under Management) | $ 494,407,359 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
