Ernest J. Reyes

CENTAURUS FINANCIAL

Covina, CA 91723

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CRD#: 1751604

Professional summary

Ernest J Reyes, who also goes by Ernest Jonathan Reyes, Ernest Reyes, Ernie Reyes, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Covina, California.

Ernest is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Ernest has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ernest Jonathan Reyes | Ernest Reyes | Ernie Reyes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. REYES REAL ESTATE INVESTMENTS, NON-INVESTMENT RELATED, 383 E. ROWLAND STREET, COVINA, CA 91723, PERSONAL REAL ESTATE HOLDINGS, OWNER, SINCE 1988, DEVOTED TIME IS 10-20 HOURS A MONTH, MANAGMENT, SALE AND PURCHASE OF PERSONAL RENTAL PROPERTY. 2. 1ON1 FINANCIAL, NON-INVESTMENT RELATED, 818 N. MOUNTAIN AVENUE, SUITE #200, UPLAND, CA 91786, DBA, SINCE 12/15/2016. 3. AMERIESTATE LEGAL PLANS POSITION: Sales Consultant NATURE: Facilitation as a liaison between clients and attorney to set up trust from client's benefit. We are not practicing law and are not to be construed as attorneys. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2021 ADDRESS: 383 E. Rowland St., Covina CA 91723, United States DESCRIPTION: Facilitation as a liaison between clients and attorney to set up trust from client's benefit.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernest J Reyes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Ernest J Reyes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2016 - Present

CENTAURUS FINANCIAL, INC.

Office #1: 383 E. Rowland Street, Covina, CA 91723

RIA

CRD#: 30833

Covina, CA

Current

December 16, 2016 - Present

CENTAURUS FINANCIAL, INC.

Office #1: 383 E. Rowland Street, Covina, CA 91723

RIA

CRD#: 30833

Covina, CA

Past

July 11, 2014 - December 20, 2016

WHJR ASSOCIATES

RIA

CRD#: 113269

COVINA, CA

Past

July 9, 2014 - December 22, 2016

OSAIC WEALTH, INC.

CRD#: 23131

COVINA, CA

Past

May 13, 2013 - July 9, 2014

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

COVINA, CA

Past

May 9, 2013 - July 9, 2014

FSC SECURITIES CORPORATION

CRD#: 7461

COVINA, CA

Past

December 18, 2008 - February 5, 2013

OSAIC WEALTH, INC.

RIA

CRD#: 23131

COVINA, CA

Past

December 17, 2008 - May 14, 2013

WHJR ASSOCIATES

RIA

CRD#: 113269

COVINA, AR

Past

December 16, 2008 - May 10, 2013

OSAIC WEALTH, INC.

CRD#: 23131

COVINA, CA

Past

February 4, 2008 - December 23, 2008

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

COVINA, CA

Past

February 1, 2008 - December 23, 2008

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

COVINA, CA

Past

April 14, 2000 - February 12, 2008

WHJR ASSOCIATES

RIA

CRD#: 113269

COVINA, CA

Past

July 8, 1997 - February 13, 2008

OSAIC WEALTH, INC.

RIA

CRD#: 23131

COVINA, CA

Past

July 5, 1994 - February 13, 2008

OSAIC WEALTH, INC.

CRD#: 23131

COVINA, CA

Past

April 3, 1991 - July 1, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 3, 1991 - July 5, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 1, 1989 - April 4, 1991

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 18, 1989 - December 19, 1989

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

Past

January 19, 1988 - December 19, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/14/2025)

California
(12/16/2016)

IAR

California
(12/19/2016)

New Hampshire
(1/11/2023)

IAR

New Hampshire
(1/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/5/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone number

(714) 456-1790

Established

California since 08/27/1992

Firm type

Corporation

Fiscal year end

April

Firm Size

Large

# of Employees

580

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/24/2025)

CENTAURUS FINANCIAL, INC. FORM ADV PART 2A (7/24/2025)

Direct owners and executive officers

Name	Position	CRD#
FEDERATION OF FINANCIAL SERVICES	OWNER
KREMER, STEPHEN MARK	OWNER	1188829
RUBINO, MICHAEL PETER	OWNER	1188940
DUHOVIC, JEROME VICTOR	DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER	2123754
DUHOVIC, JEROME VICTOR	CHIEF COMPLIANCE OFFICER	2123754
KING, JAMES RONALD SR	DIRECTOR/CHAIRMAN OF THE BOARD/CEO	269927
KING, PAUL J	DIRECTOR/GENERAL COUNSEL	5017845
KING, WESTLEY HAYES	DIRECTOR/PRESIDENT	2527676
LEJMAN, SHERI J	CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER

Regulatory assets under management

Total Number of Accounts	38,049
AUM (Assets Under Management)	$ 7,336,108,151

Disclosures

Regulatory Event	18
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ernest J. Reyes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ernest J Reyes's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Ernest J Reyes's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

WHJR ASSOCIATES

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

OSAIC WEALTH, INC.

WHJR ASSOCIATES

OSAIC WEALTH, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

WHJR ASSOCIATES

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

UBS FINANCIAL SERVICES INC.

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CENTAURUS FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/5/1990

SIE

Date: 10/1/2018

Series 7

Date: 1/16/1988

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTAURUS FINANCIAL, INC.

TRUST BUT VERIFY

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