Hugh J. Ohern
Professional summary
Hugh J. Ohern, who also goes by Hugh Joseph O'hern, Hugh Joseph Ohern, Hugh Ohern, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lutherville, Maryland and FIDELITY BROKERAGE SERVICES LLC located in Towson, Maryland.
Hugh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Hugh has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Hugh J. Ohern's CRS (Customer Relationship Summary).
Certified licenses
Education
Monmouth University
Bachelor of Arts (BA) - History
1987
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 610 York Road, Towson, MD 21204January 14, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 610 York Road, Towson, MD 21204July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 15, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
February 9, 2011 - December 23, 2014
T. ROWE PRICE ADVISORY SERVICES, INC.
February 9, 2011 - December 23, 2014
T. ROWE PRICE INVESTMENT SERVICES, INC.
January 4, 2010 - January 3, 2011
PNC WEALTH MANAGEMENT LLC
January 4, 2010 - January 3, 2011
PNC WEALTH MANAGEMENT LLC
May 5, 2009 - December 19, 2009
CITIGROUP GLOBAL MARKETS INC.
April 30, 2009 - December 19, 2009
CITIGROUP GLOBAL MARKETS INC.
November 29, 2006 - June 25, 2007
MAXIM GROUP LLC
January 31, 2005 - September 12, 2005
NATIONAL FINANCIAL SERVICES LLC
July 28, 1993 - December 13, 2004
CITIGROUP GLOBAL MARKETS INC.
February 3, 1992 - June 29, 1993
FINANCIAL SQUARE PARTNERS
February 28, 1990 - January 11, 1991
HAMBRECHT & QUIST LLC
November 25, 1987 - February 15, 1990
ADVEST, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/13/2021)
(1/14/2015)
(8/9/2017)
(3/4/2022)
(4/23/2020)
(1/14/2015)
(3/31/2025)
(4/23/2020)
(4/23/2020)
(6/27/2016)
(4/23/2020)
(8/9/2017)
(8/10/2017)
(8/10/2017)
(1/14/2015)
(8/9/2017)
(8/9/2017)
(3/31/2025)
(1/14/2015)
(8/9/2017)
(3/4/2022)
Exams
Series 55
Date: 5/15/1999
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Lutherville, MDTRUST BUT VERIFY
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