Shaila S. Mantri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shaila Subhash Mantri was a registered financial professional .
Shaila is a previously registered financial professional and started their career in finance in 1987. Shaila had worked at 7 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2006 - April 11, 2018
QUEST CAPITAL STRATEGIES, INC.
October 31, 2005 - May 25, 2006
OSAIC SERVICES, INC.
September 26, 1991 - October 31, 2005
SENTRA SECURITIES CORPORATION
January 28, 1991 - September 24, 1991
CALIFORNIA ONE INVESTMENTS
June 27, 1990 - February 14, 1991
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
July 28, 1989 - March 26, 1990
FIRST IMPERIAL INVESTOR SERVICES, INC.
October 23, 1987 - September 21, 1988
AGFC INVESTMENT SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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