Steven S. Le
Professional summary
Steven Sonvan Le, who also goes by Son Le, is a registered financial advisor currently at SVL INVESTMENT MANAGEMENT located in Placentia, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Steven has worked at 2 firms and has passed the Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Sonvan Le's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2006 - Present
SVL INVESTMENT MANAGEMENT
Office #1: 1620 N. Placentia Ave. Suite 100, Placentia, CA 92870May 16, 1995 - March 27, 1996
MASTERS CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/12/2006)
(3/9/2023)
Exams
Series 2
Date: 12/30/1987
Non-Member General Securities ExaminationCurrent Firm
SVL INVESTMENT MANAGEMENT
CRD#: 135098 / SEC#: 801-67395
Contact information
Regulatory assets under management
| Total Number of Accounts | 169 |
| AUM (Assets Under Management) | $ 31,527,559 |
Red Flags
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