William H. Jennings
Professional summary
William Harold Jennings II, who also goes by Bill Jennings, is a registered financial professional currently at ASHTON STEWART & CO., INC. located in Miami, Florida.
William is registered as a RR (Registered Representative) and started their career in finance in 1992. William has worked at 8 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 3 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Harold Jennings II's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2026 - Present
ASHTON STEWART & CO., INC.
Office #1: 1395 Brickell Ave Suite 800, Miami, FL 33131April 24, 2020 - August 18, 2021
ASHTON STEWART & CO., INC.
March 20, 2017 - February 28, 2018
HUNT FINANCIAL SECURITIES
April 24, 2012 - June 3, 2013
JEFFERIES HIGH YIELD TRADING, LLC
June 12, 2008 - February 19, 2014
JEFFERIES LLC
April 20, 2004 - March 24, 2008
NATWEST MARKETS SECURITIES INC.
April 15, 1992 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
April 15, 1992 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
April 15, 1992 - March 30, 2004
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/23/2024
General Securities Representative ExaminationFINRA
Current Firm
ASHTON STEWART & CO., INC.
CRD#: 112386 / SEC#: , 8-53239
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASHTON STEWART INTERNATIONAL HOLDINGS, LLC | SHAREHOLDER | |
| BURMAN, ANATOLY | CEO/CCO | 1652002 |
Red Flags
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