Dennis C. Melde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Carl Melde was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1987. Dennis had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 10, Series 9 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2014 - February 10, 2015
TIER ONE PARTNERS, INC.
February 23, 2012 - October 31, 2012
FIRST HEARTLAND CONSULTANTS, INC.
August 25, 2010 - October 31, 2012
CENTERRE CAPITAL LLC
April 19, 2010 - November 2, 2010
PERSIUM ADVISORS, LLC
September 24, 2004 - May 10, 2010
SECURIAN FINANCIAL SERVICES, INC.
September 24, 2004 - May 10, 2010
SECURIAN FINANCIAL SERVICES, INC.
September 29, 2003 - September 22, 2004
MSI FINANCIAL SERVICES, INC.
June 7, 1994 - September 22, 2004
METROPOLITAN LIFE INSURANCE COMPANY
June 7, 1994 - September 22, 2004
MSI FINANCIAL SERVICES, INC.
November 16, 1987 - February 21, 1990
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TIER ONE PARTNERS, INC.
CRD#: 4090 / SEC#: , 8-14884
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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