Dennis Carl Melde
Professional Summary
Dennis Carl Melde was a registered financial advisor. Dennis was a previously registered financial professional and started their career in finance 1987 - 2015. Dennis had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 10, Series 9 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
BREWSTER SECURITIES INC. | TIER ONE PARTNERS, INC. | FAMILY FUNDING SECURITY CORPORATION | CBIA ADVISORS, INC. | CAPITOL ADVISORY CORPORATION
Contact Information
Established
Massachusetts since 05/09/1969Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1994About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Sep 2000About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Sep 2000About the Series 9 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed May 1997About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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