Yong Soo Kim
Professional summary
Yong Soo Kim, who also goes by Yong Soo Kim, is a registered financial professional currently at KAYAN SECURITIES, INC. located in Los Angeles, California.
Yong Soo is registered as a RR (Registered Representative) and started their career in finance in 1987. Yong Soo has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 51, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Yong Soo Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 28, 2011 - Present
KAYAN SECURITIES, INC.
Office #1: 3460 Wilshire Blvd Suite #1110, Los Angeles, CA 90010Office #2: 3435 Wilshire Blvd Suite 1850, Los Angeles, CA 90010Office #3: 3470 Wilshire Blvd, # 626, Los Angeles, CA 90010-3917September 6, 2024 - December 26, 2025
DAEHAN SECURITIES,INC
April 20, 2007 - May 24, 2011
SH INVESTMENT & SECURITIES
August 10, 2004 - April 27, 2007
ETECH SECURITIES, INC.
April 8, 2003 - December 1, 2004
HANMI SECURITIES, INC.
April 14, 1993 - June 3, 2002
DAEHAN SECURITIES, INC.
June 24, 1991 - April 12, 1993
TRIGEM AMERSTOCK CORPORATION
April 5, 1991 - June 6, 1991
DAEHAN SECURITIES, INC.
April 23, 1990 - April 3, 1991
GREAT KOREA SECURITIES, INC.
October 20, 1987 - February 21, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 20, 1987 - February 21, 1990
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2023)
(3/14/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/27/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
KAYAN SECURITIES, INC.
CRD#: 156175 / SEC#: , 8-68770
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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