Richard T. Barry
Professional summary
Richard T Barry, who also goes by Richard Thomas Barry, is a registered financial professional currently at CITADEL SECURITIES LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1987. Richard has worked at 5 firms and has passed the Series 63, Series 7, Series 8, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard T Barry's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 28, 2018 - Present
CITADEL SECURITIES LLC
Office #1: 140 Broadway Street 29th Floor, New York, NY 10006August 1, 2001 - August 11, 2008
LABRANCHE & CO. LLC
October 1, 2000 - August 1, 2001
BANC OF AMERICA SPECIALIST, INC.
April 14, 1998 - August 10, 2000
APEX CLEARING CORPORATION
October 20, 1987 - May 13, 1997
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/1/2000
General Securities Sales Supervisor Examination (Options Module & General Module)New York Stock Exchange
Current Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
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