Frederick J. Brandt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick James Brandt, who also goes by Fred Brandt, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1987. Frederick had worked at 11 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2017 - December 31, 2023
BRANDT FINANCIAL STRATEGIES
October 22, 2003 - May 17, 2006
BRECEK & YOUNG ADVISORS, INC.
January 14, 2003 - October 16, 2003
GUSTAFSON BAXTER FINANCIAL SERVICES INC
November 15, 2002 - May 17, 2006
BRECEK & YOUNG ADVISORS, INC.
August 3, 2001 - June 26, 2002
WRP INVESTMENTS, INC.
August 28, 2000 - August 9, 2001
QUESTAR CAPITAL CORPORATION
September 20, 1995 - August 29, 2000
PRIM SECURITIES, INCORPORATED
September 29, 1992 - June 1, 1994
TOWER INVESTMENT GROUP, INC.
July 1, 1992 - October 1, 1992
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 1, 1991 - July 1, 1992
TITAN/VALUE EQUITIES GROUP, INC.
June 18, 1989 - November 30, 1990
SUNAMERICA SECURITIES, INC.
October 5, 1987 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BRANDT FINANCIAL STRATEGIES
CRD#: 288991 / SEC#:
Contact information
Red Flags
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