Andrew J. Silver

OBERON SECURITIES

New York, NY 10022

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CRD#: 1747090

Professional summary

Andrew James Silver is a registered financial professional currently at OBERON SECURITIES, LLC located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1987. Andrew has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 16, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew James Silver's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2016 - Present

OBERON SECURITIES, LLC

Office #1: 445 Park Avenue, Suite 4b,, New York, NY 10022

CRD#: 132598

New York, NY

Past

January 17, 2014 - June 2, 2016

ACC SECURITIES, LLC

CRD#: 167019

NEW YORK, NY

Past

April 9, 2012 - November 1, 2013

KEYSTONE GLOBAL

CRD#: 159341

ROSLYN HEIGHTS, NY

Past

November 24, 2009 - August 20, 2010

KAMSKY SECURITIES, LLC

CRD#: 143106

NEW YORK, NY

Past

March 20, 2007 - April 2, 2009

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

NEW YORK, NY

Past

December 14, 2001 - March 14, 2007

MORGAN JOSEPH TRIARTISAN LLC

CRD#: 10948

WHITE PLAINS, NY

Past

June 29, 1998 - May 9, 2001

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

May 9, 1989 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

November 2, 1987 - November 16, 1988

PERSHING LLC

CRD#: 7560

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(6/17/2016)

New Jersey
(6/17/2016)

New York
(6/17/2016)

Exams

State Security Law Exam

Series 63

Date: 1/19/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 16

Date: 9/18/1989

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/30/1991

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OBERON SECURITIES, LLC

CRD#: 132598 / SEC#: , 8-66607

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

445 Park Avenue, Suite 4b, New York, NY 10022

Mailing Address

445 Park Avenue, Suite 4b, New York, NY 10022

Phone number

(212) 386-7080

Established

New York since 04/11/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OBERON MANAGEMENT, LLC	MEMBER
BRESLAWSKY, ADAM SCOTT	MANAGER	2522542
EPSTEIN, ELAD	FINOP, MANAGER, ACO	2731183
SCHMIDT, NICOLE ALEXANDRA	CCO, MANAGER	2686117

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew J. Silver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew James Silver's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACC SECURITIES, LLC

KEYSTONE GLOBAL

KAMSKY SECURITIES, LLC

HOULIHAN LOKEY CAPITAL, INC.

MORGAN JOSEPH TRIARTISAN LLC

UBS SECURITIES LLC

SBC WARBURG DILLON READ INC.

PERSHING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/19/2012

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 16

Date: 9/18/1989

Series 7

Date: 10/17/1987

Series 24

Date: 1/30/1991

FINRA

Current Firm

OBERON SECURITIES, LLC

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OBERON SECURITIES, LLC

TRUST BUT VERIFY

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