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KA

Kristin M. Allen

CMD GLOBAL PARTNERS
New York, NY 10022
Some features on this profile are disabled
CRD#: 1747084
KA

Professional summary

Kristin Marie Allen is a registered financial professional currently at CMD GLOBAL PARTNERS, LLC located in New York, New York.

Kristin is registered as a RR (Registered Representative) and started their career in finance in 1987. Kristin has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristin Marie Allen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2025 - Present

CMD GLOBAL PARTNERS, LLC

Office #1: 150 E 52nd St Fl 11, New York, NY 10022
BD
CRD#: 306063
New York, NY
Past

August 18, 2022 - October 3, 2025

GREENHILL & CO., LLC

BD
CRD#: 40290
NEW YORK, NY
Past

August 14, 2020 - July 5, 2022

SOLOMON PARTNERS SECURITIES, LLC

BD
CRD#: 28041
NEW YORK, NY
Past

November 3, 2000 - September 19, 2002

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

October 20, 1987 - May 29, 2020

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/9/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/2/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/21/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CG
CMD GLOBAL PARTNERS, LLC
CMD GLOBAL ADVISORS, LLC | CMD GLOBAL PARTNERS, LLC

CRD#: 306063 / SEC#: , 8-70432

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
123 N Wacker Dr Suite 1375, Chicago, IL 60606
Mailing Address
123 N Wacker Dr Suite 1375, Chicago, IL 60606
Phone number
(312) 550-2666
Established
Delaware since 09/20/2019
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BARRY, CONOR NOELMANAGING DIRECTOR, MEMBER7296720
SALAMASICK, MARK CHRISTOPHERMANAGING DIRECTOR, MEMBER
ADAMS, JOHN CHARLESMANAGING DIRECTOR, MEMBER
GEORGE, SCOTT PETERMANAGING DIRECTOR, MEMBER
SHEA, THOMAS EDWARDCCO AND FINOP2299633

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CMD GLOBAL PARTNERS, LLC

CRD#: 306063New York, NY 10022

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