James G. Benincasa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Guy Benincasa was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1993. James had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2004 - December 31, 2024
FLEXTRADE LLC
March 14, 2001 - August 27, 2003
INSTINET, LLC
April 5, 1999 - February 7, 2001
JPMSI
April 8, 1996 - March 16, 1999
D.E. SHAW SECURITIES, L.L.C.
October 9, 1994 - March 21, 1996
CREDIT SUISSE SECURITIES (USA) LLC
August 11, 1993 - September 26, 1994
REUTERS C CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FLEXTRADE LLC
CRD#: 113226 / SEC#: , 8-53309
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
