William Miller
Professional summary
William Miller III, who also goes by William Miller, is a registered financial professional currently at SILVER LEAF PARTNERS, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1994. William has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 2, Series 24 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Miller III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2020 - Present
SILVER LEAF PARTNERS, LLC
Office #1: 3 Columbus Circle Floor 15, New York, NY 10019January 20, 1997 - April 26, 2021
EQUITYBEE SECURITIES, LLC
January 20, 1996 - October 29, 1997
PAX CLEARING COMPANY LIMITED PARTNERSHIP
May 16, 1994 - November 27, 1995
ANGLO-AMERICAN INVESTOR SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/24/2020)
(11/24/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 2
Date: 9/23/1988
Non-Member General Securities ExaminationFINRA
Current Firm
SILVER LEAF PARTNERS, LLC
CRD#: 126694 / SEC#: , 8-65902
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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