Curt R. Christensen
Professional summary
Curt Robert Christensen, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Avon, Connecticut and CETERA WEALTH SERVICES, LLC located in Avon, Connecticut.
Curt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Curt has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Curt Robert Christensen's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1994
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 195 W Main St Ste 19, Avon, CT 06001June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 195 W Main St Ste 19, Avon, CT 06001June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
September 6, 2006 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
August 21, 2006 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
May 24, 2002 - August 29, 2006
CITIGROUP GLOBAL MARKETS INC.
May 24, 2002 - August 29, 2006
CITIGROUP GLOBAL MARKETS INC.
May 11, 1999 - May 31, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 5, 1999 - May 31, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 19, 1987 - April 22, 1999
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2021)
(6/9/2021)
(6/9/2021)
(6/29/2023)
(1/4/2022)
(6/10/2021)
(6/25/2021)
(11/8/2024)
(12/13/2023)
(6/9/2021)
(5/15/2025)
(1/3/2023)
(4/18/2024)
(1/4/2022)
(2/10/2023)
(6/9/2021)
(1/4/2022)
(6/9/2021)
(6/9/2021)
(6/9/2021)
(6/9/2021)
(6/9/2021)
(6/29/2023)
(6/9/2021)
(8/25/2022)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
