LF
Lorraine A. Flowers
KESTRA ADVISORY SERVICES
Towson, MD 21286
Some features on this profile are disabled
CRD#: 1745251
LF
Professional summary
Lorraine Ann Flowers, CFP®, who also goes by Lorraine Ann Thiess, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Towson, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Towson, Maryland.
Lorraine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Lorraine has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lorraine Ann Thiess
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Lorraine Flowers, The Flowers Financial Group Investment Related: No Address: 101 E. Chesapeake Ave. Suite 404 Towson MD 21286 Nature of Business: Insurance Position, Title or Relationship: Owner - Life/Health Insurance Agent Start Date: 11/1/1987 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Analyze risk in a client's financial picture. Make recommendations about insurance products as appropriate. Place the business if the client chooses to do that.Business Name: The Flowers Financial Group Investment Related: Yes Address: 101 E. Chesapeake Ave. Suite 404 Towson MD 21286 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 3/1/1997 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial Planner - Investment Advisor - Registered RepBusiness Name: O'Connor & Dolan Inc. DBA The Flowers Financial Group Investment Related: Yes Address: 101 E. Chesapeake Ave. Suite 404 Towson MD 21286 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Owner and President Start Date: 12/2/1996 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I deposit my commissions into the C Corp and then run the business, pay bills, pay employees etc. through the C corp.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Lorraine Ann Flowers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 101 E. Chesapeake Avenue Suite404, Towson, MD 21286RIA
CRD#: 283330
Towson, MD
Current
December 10, 2009 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 101 E Chesapeake Ave Suite 404, Towson, MD 21286BD
CRD#: 42046
Towson, MD
Past
December 10, 2009 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
SEVERNA PARK, MD
Past
January 4, 1999 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
BD
CRD#: 45314
TOWSON, MD
Past
March 20, 1998 - December 31, 2009
MEDALLION ADVISORY SERVICES, LLC
RIA
CRD#: 113788
TOWSON, MD
Past
October 1, 1996 - December 31, 1998
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
January 1, 1996 - September 30, 1996
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
October 18, 1988 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
BD
CRD#: 22710
Past
November 25, 1987 - October 24, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/28/2012)
RR
California(1/4/2010)
RR
Connecticut(3/13/2020)
RR
Delaware(1/4/2010)
RR
District of Columbia(11/7/2019)
RR
Florida(1/4/2010)
RR
Louisiana(2/28/2024)
RR
Maryland(12/10/2009)
IAR
Maryland(4/21/2016)
RR
Massachusetts(6/11/2012)
RR
New York(3/25/2014)
RR
North Carolina(1/29/2016)
RR
Pennsylvania(1/4/2010)
RR
South Carolina(6/23/2016)
RR
Vermont(5/15/2019)
RR
Virginia(1/4/2010)
RR
Washington(11/1/2016)
RR
West Virginia(11/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
