MM
Michael J. Musich
CETERA INVESTMENT ADVISERS LLC
WEST DES MOINES, IA 50266
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CRD#: 1744996
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Professional summary
Michael John Musich is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Des Moines, Iowa and CETERA ADVISORS LLC located in Madrid, Iowa.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2021, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, AND FIXED ANNUITIES; 2. DBA PRIVATE ASSET ADVISORY GROUP LLC; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; FINANCIAL SERVICES AND INSURANCE SALES; START 05/1995; 40 HOURS/WEEK DURING SECURITIES TRADING HOURS; FINANCIAL ADVISOR/OWNER. 3. KIWANIS MIRACLE LEAGUE FIELD; NOT INVESTMENT RELATED; 529 SW 5TH STREET, DES MOINES, IA 50309; CHARITABLE ORGANIZATION; START 10/2013; 3 HOURS/WEEK AFTER TRADING HOURS; BOARD DIRECTOR. 4. NAME OF OTHER BUSINESS: YOUNG CHILDREN - PRIORITY ONE; INVESTMENT RELATED: NO; ADDRESS: 1015 35TH STREET, DES MOINES, IA 50311; NATURE OF BUSINESS: 501(C)(3); START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: BOARD DIRECTOR / TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: KEEP FINANCIAL RECORDS AND MAKE AVAILABLE TO DIRECTORS AS REQUESTED. NO ACCESS TO CORPORATE FUNDS; 5. LORA'S COLLEGE WEALTH MANAGEMENT STUDENTS, INVESTMENT RELATED, 1450 ALTA VISTA DR, DUBUQUE, IA 52001, SCHOLASTIC, STARTED 10/2019 POSITION/TITLE/RELATIONSHIP: STUDENT ADVISORY COUNCIL MEMBER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DISCUSS THE WEALTH MANAGEMENT PROGRAM WITH STUDENTS AND ADVISE ABOUT THE PROFESSION.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Musich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266RIA
CRD#: 105644
WEST DES MOINES, IA
Current
March 26, 1993 - Present
CETERA ADVISORS LLC
Office #2: 5550 Wild Rose Lane Ste 400, West Des Moines, IA 50266BD
CRD#: 10299
Madrid, IA
Past
January 15, 2001 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
November 19, 1989 - May 6, 1992
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
May 23, 1989 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
September 24, 1987 - June 2, 1989
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/29/2023)
RR
Illinois(2/10/1998)
RR
Iowa(3/29/1993)
IAR
Iowa(3/21/2024)
RR
Minnesota(3/30/1993)
RR
Missouri(2/25/2025)
RR
Texas(3/5/2019)
IAR
Texas(3/21/2024)
RR
Wisconsin(4/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644West Des Moines, IA 50266TRUST BUT VERIFY
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