MB
Margaret A. Boyd
LADENBURG THALMANN & CO.
New York, NY 10019
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CRD#: 1744761
MB
Professional summary
Margaret Agnes Boyd, who also goes by Maggie Boyd, Margaret A Boyd, Margie Boyd, is a registered financial professional currently at LADENBURG THALMANN & CO. INC. located in New York, New York.
Margaret is registered as a RR (Registered Representative) and started their career in finance in 1987. Margaret has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 4, Series 9, Series 10 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Maggie Boyd | Margaret A Boyd | Margie Boyd
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Margaret Agnes Boyd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 2008 - Present
LADENBURG THALMANN & CO. INC.
Office #1: 640 5th Avenue 4th Floor, New York, NY 10019Office #2: 640 5th Avenue 4th Floor, New York, NY 10019BD
CRD#: 505
New York, NY
Past
January 4, 1999 - May 16, 2008
PUNK, ZIEGEL & COMPANY, L.P.
BD
CRD#: 26174
NEW YORK, NY
Past
December 18, 1996 - December 31, 1998
JWGENESIS SECURITIES, INC.
BD
CRD#: 33832
BOCA RATON, FL
Past
October 20, 1987 - December 20, 1996
LADENBURG THALMANN & CO. INC.
BD
CRD#: 505
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/25/2010)
RR
Alaska(5/25/2010)
RR
Arizona(5/25/2010)
RR
Arkansas(5/25/2010)
RR
California(5/29/2008)
RR
Colorado(5/25/2010)
RR
Connecticut(5/25/2010)
RR
Delaware(5/25/2010)
RR
District of Columbia(5/25/2010)
RR
Florida(5/25/2010)
RR
Georgia(5/25/2010)
RR
Hawaii(5/25/2010)
RR
Idaho(5/25/2010)
RR
Illinois(5/25/2010)
RR
Indiana(5/25/2010)
RR
Iowa(5/25/2010)
RR
Kansas(5/25/2010)
RR
Kentucky(5/25/2010)
RR
Louisiana(5/25/2010)
RR
Maine(5/25/2010)
RR
Maryland(5/25/2010)
RR
Massachusetts(5/2/2008)
RR
Michigan(5/25/2010)
RR
Minnesota(5/25/2010)
RR
Mississippi(5/25/2010)
RR
Missouri(5/25/2010)
RR
Montana(5/25/2010)
RR
Nebraska(5/25/2010)
RR
Nevada(5/25/2010)
RR
New Hampshire(5/25/2010)
RR
New Jersey(5/29/2008)
RR
New Mexico(5/25/2010)
RR
New York(5/2/2008)
RR
North Carolina(5/25/2010)
RR
North Dakota(5/25/2010)
RR
Ohio(5/25/2010)
RR
Oklahoma(5/25/2010)
RR
Oregon(5/25/2010)
RR
Pennsylvania(5/29/2008)
RR
Puerto Rico(5/25/2010)
RR
Rhode Island(5/25/2010)
RR
South Carolina(5/25/2010)
RR
South Dakota(5/25/2010)
RR
Tennessee(5/25/2010)
RR
Texas(5/25/2010)
RR
Utah(5/25/2010)
RR
Vermont(5/25/2010)
RR
Virgin Islands(5/25/2010)
RR
Virginia(5/25/2010)
RR
Washington(5/25/2010)
RR
West Virginia(5/25/2010)
RR
Wisconsin(5/25/2010)
RR
Wyoming(5/25/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 11/4/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
LADENBURG THALMANN & CO. INC.
LADENBURG THALMANN & CO. INC. | LADENBURG, THALMANN & CO., INC.
CRD#: 505 / SEC#: , 8-17230
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
640 5th Avenue 4th Floor, New York, NY 10019
Mailing Address
640 5th Avenue 4th Floor, New York, NY 10019
Phone number
(212) 409-2000
Established
Delaware since 12/03/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC HOLDINGS, INC. | OWNER | |
| BLANCATO, PHILIP SALVATORE | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2122221 |
| GIDEON, MICHAEL R | DIRECTOR, CO-PRESIDENT, AND CO-CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER | 5315304 |
| GIOVANNIELLO, JOSEPH | SVP/GENERAL COUNSEL/ASSISTANT SECRETARY | 3086071 |
| MITCHELL, CHRISTOPHER MILLS | TREASURER AND FINANCIAL OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
| SPATOLA, BRIAN MICHAEL | CHIEF COMPLIANCE OFFICER / MSRB PRINCIPAL | 2773548 |
| STEINER, BARRY EVAN | DIRECTOR, CO-PRESIDENT, CO-CHIEF EXECUTIVE OFFICER AND INVESTMENT BANKING SUPERVISOR | 2775629 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
