JR
Jane Raskin
EVERCORE GROUP L.L.C.
New York, NY 10055
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CRD#: 1744672
JR
Professional summary
Jane Raskin, who also goes by Jane Brown, Jane Weiner, is a registered financial professional currently at EVERCORE GROUP L.L.C. located in New York, New York and OPPENHEIMER & CO. INC. located in New York, New York.
Jane is registered as a RR (Registered Representative) and started their career in finance in 1994. Jane has worked at 10 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 16 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jane Brown | Jane Weiner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jane Raskin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2015 - Present
EVERCORE GROUP L.L.C.
Office #1: 55 East 52nd Street, New York, NY 10055BD
CRD#: 42405
New York, NY
Current
February 9, 2016 - Present
OPPENHEIMER & CO. INC.
Office #1: 85 Broad Street 25th Floor,26th Floor, New York, NY 10004RIA
BD
CRD#: 249
NEW YORK, NY
Current
May 7, 2021 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 101 California Street Suite 1700, San Francisco, CA 94111BD
CRD#: 22208
SAN FRANCISCO, CA
Past
February 15, 2023 - November 18, 2024
BERENBERG CAPITAL MARKETS LLC
BD
CRD#: 156757
NEW YORK, NY
Past
May 26, 2016 - November 18, 2016
H.C.WAINWRIGHT & CO., LLC
BD
CRD#: 375
NEW YORK, NY
Past
April 20, 2015 - December 17, 2020
BTIG, LLC
BD
CRD#: 122225
SAN FRANCISCO, CA
Past
October 20, 2014 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
BD
CRD#: 28195
NEW YORK, NY
Past
March 11, 2013 - July 25, 2013
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
March 6, 2012 - December 4, 2012
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
July 25, 2011 - December 9, 2011
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
March 16, 2011 - July 6, 2011
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
January 14, 2008 - January 26, 2011
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
February 28, 2001 - January 14, 2008
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
June 23, 1994 - March 6, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/7/2018)
RR
Alaska(11/7/2018)
RR
Arizona(11/7/2018)
RR
Arkansas(1/26/2022)
RR
California(12/22/2015)
RR
Colorado(12/22/2015)
RR
Connecticut(10/20/2016)
RR
District of Columbia(12/22/2015)
RR
Florida(12/22/2015)
RR
Georgia(2/1/2017)
RR
Illinois(12/22/2015)
RR
Indiana(1/26/2022)
RR
Kansas(1/26/2022)
RR
Kentucky(1/26/2022)
RR
Louisiana(11/7/2018)
RR
Maryland(1/26/2022)
RR
Massachusetts(1/1/2016)
RR
Michigan(1/26/2022)
RR
Missouri(1/26/2022)
RR
Montana(11/7/2018)
RR
New Hampshire(1/26/2022)
RR
New Jersey(12/22/2015)
RR
New York(12/22/2015)
RR
North Carolina(1/5/2016)
RR
Ohio(10/20/2016)
RR
Oklahoma(1/26/2022)
RR
Oregon(11/7/2018)
RR
Pennsylvania(11/7/2018)
RR
Puerto Rico(1/26/2022)
RR
Rhode Island(11/7/2018)
RR
South Carolina(2/5/2024)
RR
Texas(12/22/2015)
RR
Utah(1/26/2022)
RR
Virginia(1/1/2016)
RR
Washington(11/7/2018)
RR
West Virginia(1/26/2022)
RR
Wisconsin(1/26/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
CJ
CITIZENS JMP SECURITIES, LLC
CITIZENS | TRINITY CAPITAL | MITCHUM, JONES & TEMPLETON, INC. | JOLSON MERCHANT PARTNERS | JMP SECURITIES LLC | JMP SECURITIES | DH CAPITAL | CITIZENS M&A ADVISORY | CITIZENS JMP SECURITIES, LLC | CITIZENS JMP | CITIZENS CAPITAL MARKETS & ADVISORY | CITIZENS CAPITAL MARKETS
CRD#: 22208 / SEC#: , 8-39613
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
101 California Street Ste 1700, San Francisco, CA 94111
Mailing Address
101 California Street Ste 1700, San Francisco, CA 94111
Phone number
(415) 835-8900
Established
Delaware since 01/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MANNING, SIMON STONE | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 1941279 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
