Charles M. Padala
Professional summary
Charles Matthew Padala, who also goes by Charles M Padala, Chuck Padala, is a registered financial professional currently at LIFESCI CAPITAL located in New York, New York.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1988. Charles has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Matthew Padala's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2018 - Present
LIFESCI CAPITAL
Office #1: 1700 Broadway 40th Floor, New York, NY 10019Office #2: One International Place Suite 1400, Boston, MA 02110Office #3: 1700 Broadway 40th Floor, New York, NY 10019August 9, 2016 - April 3, 2018
LONGBOW SECURITIES, LLC
May 25, 2012 - December 26, 2014
BREAN CAPITAL, LLC
March 13, 2012 - May 22, 2012
CARIS & COMPANY, INC.
January 12, 2009 - December 8, 2011
MKM PARTNERS LLC
July 27, 2001 - November 14, 2007
TRUIST SECURITIES, INC.
July 7, 1989 - July 27, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
January 19, 1988 - August 12, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2018)
(8/3/2018)
(8/3/2018)
(4/2/2019)
(8/3/2018)
(7/27/2022)
(8/3/2018)
(8/3/2018)
(8/3/2018)
(8/3/2018)
(8/3/2018)
(8/3/2018)
(7/18/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/26/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
LIFESCI CAPITAL
CRD#: 168404 / SEC#: , 8-69305
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
