Bruce E. Bryant
Professional summary
Bruce Edward Bryant, who also goes by Bruce Bryant, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Middletown, Maryland.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1988. Bruce has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Edward Bryant's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2004 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 112 W Main St Unit 1, Middletown, MD 21769-8006August 11, 2003 - September 22, 2004
INTERLINK SECURITIES CORP.
May 16, 2002 - March 19, 2003
LOCUST STREET SECURITIES, INC.
May 1, 2002 - December 31, 2003
BLUE VASE SECURITIES, LLC
March 3, 1995 - May 1, 2002
LIFEMARK SECURITIES CORP.
January 10, 1994 - December 31, 1994
GROVE POINT INVESTMENTS, LLC
September 18, 1992 - January 3, 1994
AMERICAN GENERAL SECURITIES INCORPORATED
March 7, 1989 - September 10, 1992
F & G SECURITIES, INC.
July 20, 1988 - August 21, 1989
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2015)
(11/12/2004)
(4/18/2016)
(8/19/2020)
(1/5/2018)
(1/31/2013)
(1/5/2005)
(1/5/2005)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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