Michael P. Gillespie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Patrick Gillespie was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2018 - July 19, 2019
XMS CAPITAL PARTNERS, LLC
February 29, 2008 - March 10, 2017
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
November 28, 1990 - February 21, 2008
GLOBAL ATLANTIC DISTRIBUTORS, LLC
August 10, 1990 - October 31, 1990
BALTIMORE BANCORP INVESTMENT SERVICES, INC.
November 3, 1987 - July 30, 1990
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 4, 1987
LEGG MASON MASTEN INC.
October 21, 1987 - July 30, 1990
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
XMS CAPITAL PARTNERS, LLC
CRD#: 142871 / SEC#: , 8-67502
Contact information
FINRA licenses (34 States and Territories)
Documents
Red Flags
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