Glenn Heinzerling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn Heinzerling, who also goes by Glenn John Heinzerling, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 1988. Glenn had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2018 - January 7, 2021
AVATAR CAPITAL GROUP LLC
October 16, 2014 - October 24, 2017
R.W. SMITH & ASSOCIATES, LLC
August 23, 2011 - October 16, 2014
W.A. CAPITAL MARKETS
March 2, 2011 - July 27, 2011
TP ICAP GLOBAL MARKETS AMERICAS LLC
October 15, 2007 - July 27, 2011
ICAP SECURITIES USA LLC
June 17, 2002 - October 4, 2007
MUNICIPAL PARTNERS, LLC
April 17, 2002 - August 8, 2002
MINT BROKERS
July 23, 1991 - April 11, 2002
CHAPDELAINE TULLETT PREBON, LLC
January 25, 1991 - July 11, 1991
MINT BROKERS
August 18, 1988 - January 25, 1991
CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AVATAR CAPITAL GROUP LLC
CRD#: 150136 / SEC#: , 8-68218
Contact information
Documents
Red Flags
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