Richard A. Pizzuti
Professional summary
Richard Alan Pizzuti was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Richard had worked at 7 firms, which includes MERRIMAC CORPORATE SECURITIES INC., ALLEN DOUGLAS SECURITIES INC., FAS WEALTH MANAGEMENT SERVICES INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, BILTMORE SECURITIES INC., PARKER JAMESON INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2003 - April 23, 2009
MERRIMAC CORPORATE SECURITIES, INC.
October 23, 1997 - November 5, 2004
ALLEN DOUGLAS SECURITIES, INC.
June 24, 1994 - November 3, 1997
FAS WEALTH MANAGEMENT SERVICES, INC.
January 2, 1992 - July 5, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 5, 1990 - December 31, 1991
BILTMORE SECURITIES, INC.
August 13, 1990 - October 17, 1990
PARKER JAMESON, INC.
December 2, 1987 - February 8, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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