Ronald L. Papa

MERCURY CAPITAL MANAGEMENT

OVERLAND PARK, KS

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CRD#: 1742545

Professional summary

Ronald Lee Papa, who also goes by Ronald L Papa, is a registered financial advisor currently at MERCURY CAPITAL MANAGEMENT, INC. located in Overland Park, Kansas.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Ronald has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald L Papa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RONALD LEE PAPA OWNS 90 ACRES OF FARMLAND (ACQUIRED JANUARY 1996) IN LINN COUNTY, MISSOURI. AS OWNER, MR. PAPA LEASES PASTURE LAND TO A LOCAL FARMER WHO, IN TURN, CUTS AND ROLLS HAY FOR HIS CATTLE. THIS PROPERTY IS STRICLY A PERSONAL INVESTMENT FOR MR. PAPA AND THE NATURE OF THIS INVESMENT IS STRICLY PASSIVE. AS LEASE PAYMENT, MR. PAPA RECEIVES A FIXED DOLLAR AMOUNT PER HAY ROLL PRODUCED WHICH, IN TOTAL, ANNUALLY AMOUNTS TO $200 OR LESS. ALL EXPENSES REALATED TO PRODUCTION OF THE HAY IS BORNE BY THE LESSEE. THIS LAND INVESTMENT REQUIRES ZERO HOURS OF TIME INVOLVEMENT BY MR. PAPA AND HAS NO BEARING WHATSOEVER TIMEWISE ON HIS PRIMARY BUSINESS ROLL AS IT RELATES TO MERCURY CAPITAL MANAGEMENT, INC..

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Lee Papa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 1998 - Present

MERCURY CAPITAL MANAGEMENT, INC.

RIA

CRD#: 115886

OVERLAND PARK, KS

Past

January 3, 1998 - October 22, 2004

ASSIST INVESTMENT MANAGEMENT COMPANY, INC.

CRD#: 34902

LEAWOOD, KS

Past

August 30, 1993 - December 31, 1997

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

April 20, 1993 - September 1, 1993

FAS WEALTH MANAGEMENT SERVICES, INC.

CRD#: 10164

SARASOTA, FL

Past

September 25, 1991 - March 12, 1993

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

October 20, 1987 - September 10, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

October 20, 1987 - September 10, 1991

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(4/23/1998)

IAR

Missouri
(7/27/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Current Firm

MERCURY CAPITAL MANAGEMENT, INC.

CRD#: 115886 / SEC#:

Colorado

Registered Investment Advisory firm - (10/21/2003 Terminated)

Kansas

Registered Investment Advisory firm - (4/23/1998 Approved)

Missouri

Registered Investment Advisory firm - (7/27/1998 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Overland Park, KS

Mailing Address

Phone number

(913) 626-9330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	71
AUM (Assets Under Management)	$ 14,194,255

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald L. Papa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Lee Papa's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCURY CAPITAL MANAGEMENT, INC.

ASSIST INVESTMENT MANAGEMENT COMPANY, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

FAS WEALTH MANAGEMENT SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/1997

Series 63

Date: 10/28/1987

Series 7

Date: 10/17/1987

Current Firm

MERCURY CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MERCURY CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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