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Robert Granville Knox

CRD# 1742498·Registered 1987 - 2017
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Granville Knox, who also goes by Robert Granville Knox III, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1987 - 2017. Robert had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Granville Knox Iii

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

RG KNOX COMPANY, LLC·CRD# 148005
BD
Park City, UT
December 22, 2008 - October 20, 2017
PACKERKISS SECURITIES INC.·CRD# 30762
BD
Delray Beach, FL
November 27, 2007 - September 10, 2008
ZIONS DIRECT, INC.·CRD# 17776
BD
Salt Lake City, UT
September 8, 1994 - July 5, 2007
R.G. KNOX CORPORATION·CRD# 20887
BD
Oakland, CA
December 16, 1987 - January 4, 1994

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Current Firm

RK
RG KNOX COMPANY, LLC

RG KNOX COMPANY, LLC

CRD#: 148005 / SEC#: 8-67947
BD
Terminated by SEC on 10/20/2017

Contact Information

Established

Utah since 01/11/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KABOB, LLCSOLE MEMBER—
KNOX, KARLA JOCFO, FINOP5490066
KNOX, ROBERT GRANVILLE IIICEO, CCO1742498

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2002About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Feb 1994About the Series 52 exam

Series 24 — General Securities Principal Examination

Passed Apr 2002About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 1994About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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