Eric Lawrence Bloom
Professional Summary
Eric Lawrence Bloom, who also goes by Eric Laurence Bloom, Eric Bloom, was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1993 - 2010. Eric had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 3, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eric Laurence Bloom, Eric Bloom
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
ALLEN GODDARD MCGOWAN PAK & PARTNERS LLC | SIERRA EQUITY GROUP LTD. | SIERRA EQUITY GROUP LLC | SIERRA EQUITY GROUP | HILLCREST ASSET MANAGEMENT, INC. | BALLENTINE INVESTMENTS, INC. | BALLENTINE & BAUER INVESTMENTS, INC. | ALLEN PARTNERS
Contact Information
Established
Delaware since 06/17/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLOOM, ERIC LAWRENCE | PRESIDENT, GENERAL PRINCIPAL, CHIEF COMPLIANCE OFFICER | 1742255 |
Disclosures
Regulatory Event
4Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Dec 2000Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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