CA
Charles E. Archer
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Drummond Island, MI 49726
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CRD#: 1741636
CA
Professional summary
Charles Edward Archer, who also goes by Chuck Archer, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Drummond Island, Michigan and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Charlotte, Michigan.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Charles has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chuck Archer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WEST CARMEL CONGREGATIONAL CHURCH (NONPROFIT); 5016 CARLISLE HWY, CHARLOTTE, MI, FINANCE COMMITTEE MEMBER. 01/01/06, NIR, NOT INVESTMENT RELATED. CANNOT ACT ON BEHALF OF THE CHURCH WITHOUT PERMISSION. DEVOTES 12 HRS/YR AND NONE DURING TRADING HRS. 2) WEST CARMEL CONGREGATIONAL CHURCH (NONPROFIT); 5016 CARLISLE HWY, CHARLOTTE, MI,BOARD MEMBER. NOT INVESTMENT RELATED. CANNOT ACT ON BEHALF OF THE CHURCH WITHOUT PERMISSION FROM OTHER BOARD MEMBERS. DEVOTES 15 HRS/YR AND NONE DURING TRADING HRS. 3) CHARLES AND SUZANNE ARCHER, 1513 S LACEY LAKE RD, RENTAL PROPERTY OWNER, CHARLOTTE, MI, 04/08/2019. NIR-2/MO-0/TRADING. 4)ARCHER FINANCIAL, 218 S BOSTWICK, CHARLOTTE, MI, 7/20/1987 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 200/YR - 75/TRADING. 5) CHARLES ARCHER 218 S BOSTWICK, CHARLOTTE, MI 48813 BEGAN 1/5/06 AS OWNER. TAX PREPERATION. NOT INVESTMENT RELATED. DEVOTES 120 HRS/YR AND NONE DURING TRADING HRS. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 500/YR - 300/TRADING. 12/03/10.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Edward Archer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 36621 S Whitney Bay Rd., Drummond Island, MI 49726Office #2: 218 S Bostwick, Charlotte, MI 48813RIA
CRD#: 134139
Drummond Island, MI
Current
December 3, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 218 S Bostwick, Charlotte, MI 48813BD
CRD#: 39543
Charlotte, MI
Past
November 4, 2010 - December 8, 2010
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
CHARLOTTE, MI
Past
January 3, 2006 - December 8, 2010
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
CHARLOTTE, MI
Past
July 7, 1995 - January 4, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 7, 1995 - January 4, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CHARLOTTE, MI
Past
January 4, 1989 - July 7, 1995
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 4, 1989 - July 7, 1995
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/3/2010)
RR
Indiana(12/3/2010)
RR
Michigan(12/3/2010)
IAR
Michigan(12/3/2010)
RR
Tennessee(1/31/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Drummond Island, MI 49726TRUST BUT VERIFY
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