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MK

Michael W. Kane

TRANSACTIONDRIVERS LLC
Los Angeles, CA 90024
Some features on this profile are disabled
CRD#: 1740152
MK

Professional summary

Michael Warren Kane DR, who also goes by Michael Warren Kanzelberger, is a registered financial professional currently at TRANSACTIONDRIVERS LLC located in Los Angeles, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Warren Kanzelberger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Warren Kane DR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 18, 1994 - Present

TRANSACTIONDRIVERS LLC

Office #1: 1000 Manning Avenue, Los Angeles, CA 90024
BD
CRD#: 35213
Los Angeles, CA
Past

January 21, 1988 - September 27, 1991

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

September 22, 1987 - January 12, 1988

L. F. ROTHSCHILD & CO. INCORPORATED

BD
CRD#: 501

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/26/1994)

Exams

State Security Law Exam
RR
Series 63
Date: 1/3/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/12/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/3/1994
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TL
TRANSACTIONDRIVERS LLC
KANE & COMPANY | TRANSACTIONDRIVERS LLC | M. KANE & COMPANY, INC. | KANE & COMPANY, INC.

CRD#: 35213 / SEC#: , 8-46579

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1000 Manning Avenue, Los Angeles, CA 90024
Mailing Address
1000 Manning Avenue, Los Angeles, CA 90024
Phone number
(310) 441-5263
Established
California since 08/22/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KANE, MICHAEL WARREN DRPRESIDENT/CEO1740152
KANE, MICHAEL WARREN DRCCO1740152

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRANSACTIONDRIVERS LLC

CRD#: 35213Los Angeles, CA 90024

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