Gregory A. Smith
Professional summary
Gregory Alan Smith is a registered financial advisor currently at HAMILTON CAPITAL located in Columbus, Ohio.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Gregory has worked at 6 firms and has passed the SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Alan Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2016 - Present
HAMILTON CAPITAL
Office #1: 5025 Arlington Centre Blvd Suite 300, Columbus, OH 43220November 22, 1999 - December 15, 2008
PPC PORTFOLIO CONSULTANTS, INC.
November 22, 1999 - April 7, 2016
WEALTHSTONE ADVISORS
February 25, 1998 - April 7, 2016
WEALTHSTONE EQUITIES, INC.
August 4, 1992 - December 15, 1997
M.D. POITINGER AND CO., INC.
December 19, 1989 - August 12, 1991
CMS INVESTMENT RESOURCES, LLC
Primary Firm SEC Registration
HAMILTON CAPITAL
CRD#: 109116 / SEC#: 801-54611
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/18/2016)
(3/6/2023)
Exams
Series 8
Date: 3/8/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HAMILTON CAPITAL
CRD#: 109116 / SEC#: 801-54611
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,076 |
| AUM (Assets Under Management) | $ 4,381,851,944 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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