RL
Robert H. Lipp
GEORGINA ASSET MANAGEMENT LLC
Santa Monica, CA 90403
Some features on this profile are disabled
CRD#: 1739309
RL
Professional summary
Robert Howard Lipp is a registered financial advisor currently at GEORGINA ASSET MANAGEMENT LLC located in Santa Monica, California and ARAX ADVISORY PARTNERS located in Santa Monica, California.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 3 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)17TH STREET PARTNERS, INC., INVESTMENT RELATED?:YES; 270 18TH STREET, SANTA MONICA, CA 90402; NATURE OF BUSINESS: INVESTMENT LIMITED PARTNERSHIP TITLE: PRESIDENT; START DATE: JANUARY 2002; APPROXIMATE # OF HOURS/MONTH: 1; # OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DESCRIPTION OF DUTIES: GENERAL PARTNER 2)SGG MEDIA, INC., NOT INVESTMENT RELATED; 9661 WENDOVER DR., BEVERLY HILLS, CA 90210; NATURE OF BUSINESS: SPORTS MEDIA TITLE: ADVISORY BOARD MEMBER; START DATE: JUNE 2022; APPROXIMATE # OF HOURS/MONTH: 1; # OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 1 DESCRIPTION OF DUTIES: ADVISORY BOARD MEMBER 3) FAST BALL MEDIA, INC., NOT INVESTMENT RELATED; 1627 Penmar Avenue #3, Venice California 90291; NATURE OF BUSINESS: SPORTS MEDIA TITLE: MEMBER OF BOARD OF DIRECTORS; START DATE: MAY 2025; APPROXIMATE # OF HOURS/MONTH: 1; # OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 1 DESCRIPTION OF DUTIES: MEMBER OF BOARD OF DIRECTORS
CRS (Client Relationship Summary) - RIA
Click below to view Robert Howard Lipp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2006 - Present
GEORGINA ASSET MANAGEMENT LLC
Office #1: 1201 Montana Ave Suite 205, Santa Monica, CA 90403CRD#: 107949
Santa Monica, CA
Current
November 10, 2025 - Present
ARAX ADVISORY PARTNERS
Office #1: 1201 Montana Ave., Suite 205, Santa Monica, CA 90403RIA
CRD#: 133535
Santa Monica, CA
Past
November 4, 1987 - December 22, 1999
SANFORD C. BERNSTEIN & CO., INC.
BD
CRD#: 1232
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARAX ADVISORY PARTNERS
7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP, INC. | WELLTH PARTNER | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | NOVEN FINANCIAL GROUP | NORTE ADVISORS, LLC | KLEINHENZ & ASSOCIATES LTD. | GEORGINA ASSET MANAGEMENT, LLC | ENDURING WEALTH PARTNERS | CEDRUS LLC | AVERA CAPITAL WEALTH MANAGEMENT, LLC | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS
CRD#: 133535 / SEC#: 801-67165
RIA
Registered Investment Advisory firm - (9/20/2006 Approved)California
Registered Investment Advisory firm - (10/18/2006 Terminated)Colorado
Registered Investment Advisory firm - (11/14/2006 Terminated)Georgia
Registered Investment Advisory firm - (5/24/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/8/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
ARAX ADVISORY PARTNERS
7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP, INC. | WELLTH PARTNER | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | NOVEN FINANCIAL GROUP | NORTE ADVISORS, LLC | KLEINHENZ & ASSOCIATES LTD. | GEORGINA ASSET MANAGEMENT, LLC | ENDURING WEALTH PARTNERS | CEDRUS LLC | AVERA CAPITAL WEALTH MANAGEMENT, LLC | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS
CRD#: 133535 / SEC#: 801-67165
RIA
Registered Investment Advisory firm - (9/20/2006 Approved)California
Registered Investment Advisory firm - (10/18/2006 Terminated)Colorado
Registered Investment Advisory firm - (11/14/2006 Terminated)Georgia
Registered Investment Advisory firm - (5/24/2012 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
730 17th Street Suite 107, Denver, CO 80202
Mailing Address
Phone number
(303) 633-5900
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 16,559 |
| AUM (Assets Under Management) | $ 8,960,126,874 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
