William N. Sunshine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Neal Sunshine was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1987. William had worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2002 - August 29, 2002
RUSHMORE SECURITIES CORPORATION
November 20, 1997 - December 31, 2001
SUMMIT TRADING, INC.
February 8, 1995 - December 31, 2010
STERLING FIRST CAPITAL MANAGEMENT, INC.
February 4, 1994 - December 22, 1998
DOMINION INVESTOR SERVICES, INC.
October 9, 1992 - February 7, 1994
MOMENTUM INDEPENDENT NETWORK INC.
April 12, 1988 - October 7, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 24, 1987 - February 27, 1988
MAY & O'CONNOR CAPITAL INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RUSHMORE SECURITIES CORPORATION
CRD#: 8392 / SEC#: , 8-25253
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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