JF
Jane L. Fruin
EAGLE STRATEGIES LLC
EUGENE, OR 97401
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CRD#: 1739129
JF
Professional summary
Jane Leeka Fruin, who also goes by Jane Leeka, Jane L Williams, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Eugene, Oregon and NYLIFE SECURITIES LLC located in Eugene, Oregon.
Jane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jane has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jane Leeka | Jane L Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[PLAIN JANES, ANYTHING BUT PLAIN; SMALL RETAIL; 210 OAKWAY RDEUGENE, OR 97401; NON-INVESTMENT RELATED; POSITION PRESIDENT; START DATE 04/2012] [210 Oakway Rd LLC; rental property ; 210 Oakway Rd LLC Eugene OR 97401; Start Date 07/2022; Role/Title: Owner; Investment Related; 5 hours per month; 0 hours per month during securities trading hours; collect rent] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 03/2012] [TAKE MY YOKE; MOTIVATIONAL SPEAKING; NOT INVESTMENT RELATED;210 OAKWAY RD, EUGENE OR 97401; 5 HOURS PER MONTH; START DATE 06/2013; MOTIVATIONAL SPEAKING TO CHRISITAN WOMEN'S RETREATS AND OTHER SERVICE ORGANIZATIONS] [P&C sales; independent contractor; investment related; start date 3/2012][Fruin Group Inc dba GlobalGreen Insurance Agency of Oregon; P & C Sales and Service; 210 Oakway Rd Eugene OR 97401; Start Date 07/2025; Role/Title: Consultant; Investment Related; 10 hours per month; 8 hours per month during securities trading hours; managing employees, payroll, preparing the business to be sold]
CRS (Client Relationship Summary) - RIA
Click below to view Jane Leeka Fruin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 120 Oakway Center, Eugene, OR 97401RIA
CRD#: 110826
EUGENE, OR
Current
April 5, 2012 - Present
NYLIFE SECURITIES LLC
Office #1: 120 Oakway Center, Eugene, OR 97401BD
CRD#: 5167
Eugene, OR
Past
August 3, 2000 - February 28, 2012
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
EUGENE, OR
Past
August 25, 1998 - June 15, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
May 29, 1997 - August 4, 1998
AFD, INC.
BD
CRD#: 34047
NORTHBROOK, IL
Past
October 5, 1987 - January 9, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
October 5, 1987 - January 9, 1997
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/24/2024)
RR
California(9/8/2017)
RR
Colorado(10/23/2018)
RR
Florida(11/8/2022)
RR
Idaho(1/19/2022)
RR
Illinois(8/28/2023)
RR
Minnesota(9/26/2024)
RR
Missouri(4/12/2017)
RR
Nevada(2/12/2024)
RR
Oregon(4/5/2012)
IAR
Oregon(9/10/2024)
RR
Pennsylvania(1/18/2022)
RR
Tennessee(11/15/2024)
RR
Vermont(10/31/2023)
RR
Virginia(9/2/2021)
RR
Washington(10/3/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/6/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Eugene, OR 97401TRUST BUT VERIFY
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