Roger W. Byrd

BRIDGEWEALTH ADVISORY GROUP

Fresno, CA 93711

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CRD#: 1738616

Professional summary

Roger William Byrd, who also goes by Roger Byrd, is a registered financial advisor currently at BRIDGEWEALTH ADVISORY GROUP, LLC located in Fresno, California and APW CAPITAL, INC. located in Fresno, California.

Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Roger has worked at 7 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roger Byrd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Bridgewealth Advisory Group LLC, yes investment related, 986 W. Alluvial Suite 101 Fresno CA 93711, RIA, IAR, 8/16/24, 160 hour/month, 130 hour/month during trading hours, wealth planning. 2. Family Trust, not investment related, residential address, Trustee, 6/4/1997, <1 hour per month, duties Trustee for Family Trust. 3. Rental Property, not investment related, 42543 Highway 49 Ahwahnee CA 93601, Real Estate Investment, Owner, Feb. 2021, < 1 hour per week, landlord and manager. 4. Rental Property, not investment related, 3799 Chessa Lane Clovis CA 93619, Real Estate Investment, Owner, Feb. 2021, < 1 hour per week, landlord and manager. 5. Rental Property, not investment related, 4119 Richmond Clovis CA 93619, Real Estate Investment, Owner, Feb. 2021, < 1 hour per week, landlord and manager.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger William Byrd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2024 - Present

BRIDGEWEALTH ADVISORY GROUP, LLC

Office #1: 986 West Alluvial Ave. Suite 101, Fresno, CA 93711

RIA

CRD#: 293514

Fresno, CA

Current

August 16, 2024 - Present

APW CAPITAL, INC.

Office #1: 986 W. Alluvial Ave., Ste. 101, Fresno, CA, 93711

CRD#: 43814

Fresno, CA

Past

June 29, 2023 - August 21, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

FRESNO, CA

Past

November 25, 2009 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

FRESNO, CA

Past

April 24, 2009 - August 21, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

FRESNO, CA

Past

July 8, 1997 - May 14, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

FRESNO, CA

Past

July 31, 1993 - May 14, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

FRESNO, CA

Past

October 18, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 22, 1987 - September 9, 1988

KENNEDY, CABOT & CO.

CRD#: 2417

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIDGEWEALTH ADVISORY GROUP, LLC

BRIDGEWEALTH ADVISORY GROUP, LLC | IKON ADVISORY GROUP, LLC | IKON ADVISORY GROUP

CRD#: 293514 / SEC#: 801-112758

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/14/2025)

California
(8/16/2024)

IAR

California
(8/20/2024)

Oregon
(11/26/2024)

Texas
(8/16/2024)

IAR

Texas
(8/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/1/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/19/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BRIDGEWEALTH ADVISORY GROUP, LLC

BRIDGEWEALTH ADVISORY GROUP, LLC | IKON ADVISORY GROUP, LLC | IKON ADVISORY GROUP

CRD#: 293514 / SEC#: 801-112758

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

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Contact information

Main Address

986 West Alluvial Ave. Suite 101, Fresno, CA 93711

Mailing Address

Phone number

(559) 432-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/21/2025)

ADV PART 2A - WRAP FEE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,903
AUM (Assets Under Management)	$ 740,120,367

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Roger W. Byrd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger William Byrd's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

KENNEDY, CABOT & CO.

Primary Firm SEC Registration

BRIDGEWEALTH ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/1988

SIE

Date: 10/1/2018

Series 3

Date: 12/19/1988

Series 7

Date: 9/19/1987

FINRA

Current Firm

BRIDGEWEALTH ADVISORY GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIDGEWEALTH ADVISORY GROUP, LLC

TRUST BUT VERIFY

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