Timothy L. Moore

MOORE MONEY ADVISORY

Azusa, CA 91702

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CRD#: 1737557

Professional summary

Timothy Lemuel Moore, who also goes by Moore, is a registered financial advisor currently at MOORE MONEY ADVISORY located in Azusa, California.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Timothy has worked at 12 firms and has passed the Series 65, Series 63, Series 6, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Lemuel Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2017 - Present

MOORE MONEY ADVISORY

Office #1: 1291 Mountain View Circle, Azusa, CA 91702

RIA

CRD#: 283542

Azusa, CA

Past

September 13, 2010 - December 13, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BEVERLY HILLS, CA

Past

September 13, 2010 - December 13, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

BEVERLY HILLS, CA

Past

November 17, 2008 - May 7, 2010

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

WEST COVINA, CA

Past

January 7, 2004 - November 10, 2005

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

April 22, 2002 - December 31, 2003

VERITRUST FINANCIAL, LLC

CRD#: 106594

AUSTIN, TX

Past

March 11, 1997 - April 22, 2002

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

July 5, 1996 - February 28, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 2, 1995 - June 17, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 1, 1995 - June 14, 1996

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

May 30, 1995 - August 25, 1995

ROBERT VAN SECURITIES, INC.

CRD#: 29581

OAKLAND, CA

Past

March 18, 1994 - November 4, 1994

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

November 5, 1992 - May 26, 1995

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

February 11, 1992 - November 11, 1992

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Past

September 22, 1987 - March 12, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/31/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/15/2008

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 3

Date: 10/26/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

MOORE MONEY ADVISORY

MOORE MONEY ADVISORY | TLMOORE FINANCIAL ADVISORY | MOORE, TIMOTHY LEMUEL | MOORE MONEY ADVSIORY LLC | MOORE MONEY ADVISORY LLC

CRD#: 283542 / SEC#:

California

Registered Investment Advisory firm - (4/5/2017 Approved)

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Contact information

Main Address

1291 Mountain View Circle, Azusa, CA 91702

Mailing Address

Po Box 275, Glendora, CA 91740

Phone number

(310) 649-4737

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 8,951,524

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy L. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Lemuel Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC

FSC SECURITIES CORPORATION

VERITRUST FINANCIAL, LLC

ARAGON FINANCIAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

OSAIC WEALTH, INC.

1717 CAPITAL MANAGEMENT COMPANY

ROBERT VAN SECURITIES, INC.

ARAGON FINANCIAL SERVICES, INC.

FIRST MONTAUK SECURITIES CORP.

ARAGON FINANCIAL SERVICES, INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/31/2017

Series 63

Date: 11/17/2008

Series 6

Date: 11/15/2008

Series 3

Date: 10/26/1987

Series 7

Date: 9/19/1987

Current Firm

MOORE MONEY ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOORE MONEY ADVISORY

TRUST BUT VERIFY

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