Frank J. Schreiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Joseph Schreiner JR, who also goes by Frank J Schreiner Jr, Hank Schreiner Jr, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1987. Frank had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 15 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2006 - July 9, 2015
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 29, 2006 - July 9, 2015
BLACKROCK INVESTMENTS, LLC
August 22, 1997 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
July 16, 1997 - September 29, 2006
FAM DISTRIBUTORS, INC.
September 30, 1987 - December 9, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 9/8/1987
Foreign Currency Options ExaminationCurrent Firm
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
