Jonathan C. Hubschman
Professional summary
Jonathan Craig Hubschman, who also goes by Jonathan C Hubschman, is a registered financial professional currently at MIZUHO SECURITIES USA LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1991. Jonathan has worked at 12 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Craig Hubschman's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2018 - Present
MIZUHO SECURITIES USA LLC
Office #1: 1271 Avenue Of The Americas, New York, NY 10020June 17, 2010 - December 3, 2018
DEUTSCHE BANK SECURITIES INC.
November 24, 2008 - June 30, 2010
BNY MELLON CAPITAL MARKETS, LLC
October 1, 2008 - November 26, 2008
J.P. MORGAN SECURITIES LLC
March 23, 2005 - October 1, 2008
J.P. MORGAN SECURITIES INC.
January 8, 2001 - March 17, 2005
CIBC WORLD MARKETS CORP.
May 30, 1997 - January 8, 2001
LEBENTHAL & CO., INC.
March 10, 1997 - June 13, 1997
TRADE.COM ONLINE SECURITIES, INC.
September 18, 1996 - March 10, 1997
CHASE INVESTMENT SERVICES CORP.
September 19, 1994 - September 18, 1996
CHEMICAL INVESTMENT SERVICES CORP.
August 19, 1992 - September 19, 1994
J.P. MORGAN SECURITIES INC.
April 24, 1991 - August 3, 1992
IDS LIFE INSURANCE COMPANY
April 24, 1991 - August 3, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2018)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/29/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
MIZUHO SECURITIES USA LLC
CRD#: 19647 / SEC#: , 8-37710
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIZUHO AMERICAS LLC | DIRECT OWNER | |
| BUCHANAN, JOHN ROBERT | MANAGING DIRECTOR/CHIEF OPERATING OFFICER | 1765774 |
| BUSQUET, JACQUES JEAN | DIRECTOR | 3227628 |
| CALLAN MONTELLA, ERIN MARIE | DIRECTOR | 2938656 |
| CONSIDINE, JILL MARIE | DIRECTOR | 5948267 |
| DALY, BRENDAN GERARD | CHIEF COMPLIANCE OFFICER | 1823142 |
| HARTNETT, THOMAS WALTER TIMOTHY | MANAGING DIRECTOR & HEAD OF SALES & TRADING | 3278880 |
| HERRLE, LOUISE MARY | DIRECTOR | 5868706 |
| HOPKINS, ADAM RICHARD | MANAGING DIRECTOR & GENERAL COUNSEL | 5512590 |
| KATZ, MICHAL NMI | MANAGING DIRECTOR & HEAD OF INVESTMENT BANKING | 2813944 |
| KUROSAWA, TATSUYA NMI | DIRECTOR | 8100550 |
| MARTINO, MICHAEL BENEDICT | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 4420944 |
| MATSUURA, SHUJI NMI | DIRECTOR & CHAIRMAN | 7375457 |
| MURPHY, JOHN MAC | MANAGING DIRECTOR & HEAD OF FUTURES DIVISION | 1488471 |
| PASQUILL, DARLENE NMI | MANAGING DIRECTOR & HEAD OF EQUITY | 2505982 |
| RIZZIERI, GERALD ANTHONY | PRESIDENT & CHIEF EXECUTIVE OFFICER/DIRECTOR | 1751181 |
| SHIRAISHI, SHIRO NMI | DIRECTOR | 8100597 |
| SKOLLER, RICHARD MARK | SECRETARY | 6663407 |
| TATE, SEIJI NMI | DIRECTOR | 8077227 |
| WONG, DAVID TAI WAI | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP/PRINCIPAL FINANCIAL OFFICER | 4245078 |
| YONEZAWA, TAKEFUMI NMI | DIRECTOR | 8100586 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
Red Flags
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