JM
John E. Murphy
CETERA INVESTMENT ADVISERS LLC
LANCASTER, PA 17603
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CRD#: 1736953
JM
Professional summary
John Edward Murphy JR is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lancaster, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Lancaster, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG TERM CARE (2) NAME OF OTHER BUSINESS: ORRSTOWN FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES ON BANK PREMISES;
CRS (Client Relationship Summary) - RIA
Click below to view John Edward Murphy JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8 N Queen St Mezzanine, Lancaster, PA 17603Office #2: 625 Robert Fulton Highway, Quarryville, PA 17566Office #3: 1001 E Oregon Road, Lititz, PA 17543Office #4: 400 James Buchanan, Elizabethtown, PA 17022Office #5: 450 Willow Valley Lakes, Willow Street, PA 17584Office #6: 2001 Harrisburg Pike, Lancaster, PA 17601Office #7: 301 West Main St, New Holland, PA 17557RIA
CRD#: 105644
LANCASTER, PA
Current
February 4, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 500 Olde Hickory Rd Suite 1, Lancaster, PA 17601Office #2: 301 West Main St, New Holland, PA 17557Office #3: 1800 Fruitville Pike, Lancaster, PA 17601Office #4: 566 Lausch Lane, Lancaster, PA 17601BD
CRD#: 13572
Lancaster, PA
Past
February 4, 2019 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
LANCASTER, PA
Past
December 7, 2016 - February 2, 2019
OSAIC INSTITUTIONS, INC.
RIA
CRD#: 35371
Mount Joy, PA
Past
December 7, 2016 - February 2, 2019
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
Mount Joy, PA
Past
November 29, 2006 - December 7, 2016
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MOUNT JOY, PA
Past
May 1, 2003 - December 7, 2016
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MOUNT JOY, PA
Past
February 18, 1994 - May 1, 2003
T.H.E. FINANCIAL GROUP, LTD
BD
CRD#: 14720
MECHANICSBURG, PA
Past
February 6, 1991 - March 2, 1994
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
February 6, 1991 - March 2, 1994
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
September 24, 1987 - December 13, 1990
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/4/2019)
RR
Colorado(10/12/2021)
RR
Delaware(2/4/2019)
RR
Florida(2/4/2019)
RR
Georgia(2/3/2021)
RR
Illinois(7/9/2024)
RR
Indiana(9/23/2024)
RR
Kentucky(7/9/2024)
RR
Maine(7/7/2021)
RR
Maryland(4/24/2019)
RR
Missouri(7/9/2024)
RR
Montana(2/4/2019)
RR
Nebraska(7/10/2024)
RR
New Jersey(4/24/2019)
RR
New York(4/24/2019)
RR
North Carolina(2/4/2019)
RR
Oklahoma(7/9/2024)
RR
Pennsylvania(2/4/2019)
IAR
Pennsylvania(6/29/2023)
RR
South Carolina(2/4/2019)
RR
Texas(7/9/2024)
IAR
Texas(7/10/2024)
RR
Utah(12/23/2024)
RR
Virginia(2/4/2019)
RR
West Virginia(1/5/2024)
RR
Wyoming(5/12/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Lancaster, PA 17603TRUST BUT VERIFY
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